Benjamin T. Galloway
GREENSPRING ADVISORS
Towson, MD 21204
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CRD#: 6750055
Professional summary
Benjamin T Galloway, CFP®, who also goes by Benjamin Thomas Galloway, Benjamin Galloway, Ben Galloway, is a registered financial advisor currently at GREENSPRING ADVISORS, LLC located in Towson, Maryland.
Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Benjamin has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Employee and Employer Plan Ben...
Retirement Planning
Estate Planning
Comprehensive Financial Planni...
Education Planning
Divorce Planning
Small Business Planning
Health Care
Elder Care
Debt Management
Retirement Income Management
Inheritance
Socially Responsible Investing
Social Security Planning
Investment Planning
Tax Planning
Life Transitions
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
Benjamin Thomas Galloway | Benjamin Galloway | Ben Galloway
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I*121421
For profit or not for profit: For-Profit Organization
Name of outside business organization: Immaculate Conception School - School Board
Investment related: N
Address of business:
Towson, Maryland 21204
Nature of business: Other,Archdiocesan Elementary and Middle School
Position, title, association: ,
Start date of relationship: 5/15/2018
Number of hours devoted: 30 hour(s) Annually
Number of hours devoted during trading hours: 0
Duties: Serve as a member of the Immaculate Conception School school board and provide council to the decision-makers of the school and parish.
$10,000 bonus if entire team generated an additional $100,000 in revenue in year 1 of my production; $20,000 bonus if entire team generated an additional $200,000 in revenue over two year period since start of my production (09/17).
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin T Galloway's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
October 18, 2019 - Present
GREENSPRING ADVISORS, LLC
Office #1: One West Pennsylvania Avenue Suite 500, Towson, MD 21204RIA
CRD#: 132669
Towson, MD
Past
May 17, 2017 - October 22, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
HUNT VALLEY, MD
Past
March 31, 2017 - October 22, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
HUNT VALLEY, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GREENSPRING ADVISORS, LLC
GREENSPRING ADVISORS | JP COLLINS AND ASSOCIATES, INC. | J.P. COLLINS AND ASSOCIATES, INC. | ISI FINANCIAL GROUP INC. | GREENSPRING WEALTH MANAGEMENT, INC. | GREENSPRING ADVISORS, LLC
CRD#: 132669 / SEC#: 801-67570
RIA
Registered Investment Advisory firm - (2/22/2007 Approved)Maryland
Registered Investment Advisory firm - (3/22/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/23/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(10/18/2019)
IAR
Texas(4/5/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
GREENSPRING ADVISORS, LLC
GREENSPRING ADVISORS | JP COLLINS AND ASSOCIATES, INC. | J.P. COLLINS AND ASSOCIATES, INC. | ISI FINANCIAL GROUP INC. | GREENSPRING WEALTH MANAGEMENT, INC. | GREENSPRING ADVISORS, LLC
CRD#: 132669 / SEC#: 801-67570
RIA
Registered Investment Advisory firm - (2/22/2007 Approved)Maryland
Registered Investment Advisory firm - (3/22/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/23/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One West Pennsylvania Avenue Suite 500, Towson, MD 21204
Mailing Address
Phone number
(443) 564-4600
Established
Firm type
Fiscal year end
# of Employees
68
SEC notice filing (27 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,764 |
| AUM (Assets Under Management) | $ 3,775,318,486 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
