Zachary W. Cooper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Zachary William Cooper, who also goes by Zachary Cooper, was a registered financial professional .
Zachary is a previously registered financial professional and started their career in finance in 2017. Zachary had worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2020 - December 31, 2020
ETHOS INVESTMENT ADVISORY SERVICES, LLC
August 3, 2017 - June 26, 2018
BANKERS LIFE ADVISORY SERVICES, INC.
July 26, 2017 - June 26, 2018
BANKERS LIFE SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ETHOS INVESTMENT ADVISORY SERVICES, LLC
CRD#: 307914 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
