Andrew J. Wynter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew James Wynter, who also goes by Andrew James Wynter, Andrew Wynter, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2017. Andrew had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2022 - November 2, 2023
BDO WEALTH ADVISORS, LLC
December 23, 2020 - July 9, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 20, 2020 - July 9, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 19, 2020 - February 25, 2020
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 30, 2020 - February 24, 2020
FIDELITY BROKERAGE SERVICES LLC
July 7, 2017 - January 15, 2020
LPL FINANCIAL LLC
April 5, 2017 - January 15, 2020
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BDO WEALTH ADVISORS, LLC
CRD#: 222525 / SEC#: 801-108306
Contact information
Regulatory assets under management
| Total Number of Accounts | 4,125 |
| AUM (Assets Under Management) | $ 3,011,312,803 |
Red Flags
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