Manju S. Khaper
Professional summary
Manju Shelley Khaper, who also goes by Shelley Khaper, Manju Michelle Khaper, is a registered financial professional currently at TD SECURITIES (USA) LLC .
Manju is registered as a RR (Registered Representative) and started their career in finance in 2018. Manju has worked at 1 firm and has passed the SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Manju Shelley Khaper's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 17, 2018 - Present
TD SECURITIES (USA) LLC
Office #1: 66 Wellington Street, Toronto, Ontario, M5K1A2State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| ORTIZ, JORGE LUIS | FINANCIAL & OPERATIONS PRINCIPAL | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
| WONG, KRISTIE | CHIEF FINANCIAL OFFICER | 4725261 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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