Thomas C. Mitsoff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Chris Mitsoff, who also goes by Tom Chris Mitsoff, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2017. Thomas had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2018 - April 17, 2019
FILBRANDT WEALTH MANAGEMENT, LLC
January 31, 2017 - February 21, 2018
FILBRANDT INVESTMENT ADVISERS INCORPORATED
State Registrations and Notice Filings
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Current Firm
FILBRANDT WEALTH MANAGEMENT, LLC
CRD#: 291914 / SEC#: 801-112390
Contact information
Red Flags
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