LK
Lina Kuang-chan
TRANSAMERICA FINANCIAL ADVISORS
Flushing, NY 11354
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CRD#: 6749221
LK
Professional summary
Lina Kuang-chan, who also goes by Lina Kuang, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Flushing, New York.
Lina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Lina has worked at 1 firm and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lina Kuang
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. WSB- co-brand utilized by WFG agents (not a WFG company)- not an employee or an officer/director, no compensation INTERNATIONAL MEDICAL GROUP (IMG)INSURANCE/NOT INVESTMENT RELATED/HEALTH INSURANCE AGENT/4.2.2018/2350 MISSION COLLEGE BLVD, SUITE 1140, SANTA CLARA, CA 95054/HEALTH INSURANCE FOR INTERNATIONAL VISITORS./HOURS.MONTH:4/HOURS DURING SECURITIES TRADING HOURS: 1 CHAFEO BOSTON COMMON INC. POSITION: shareholder NATURE: run a cafe INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 08/07/2023 ADDRESS: 54 Winter Place, Boston MA 02108, United States DESCRIPTION: I am one of the shareholders of the company which is used for running a cafe. I am responsible for managing the cafe store with other shareholders. XUPER LENDING LLC. POSITION: Account Executive NATURE: Lending Business INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 3 START DATE: 05/09/2025 ADDRESS: 37-12 PRINCE STREET, 2A, QUEENS NY 11355, United States DESCRIPTION: Offer consulting & other Services, including but not limited? Business development including client recruitment? Commercial loan document collections, and handle communication with processors andclients INTERSTATE HOME LOAN CENTER INC. POSITION: Mortgage Loan Originator NATURE: mortgage lender INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 4 START DATE: 07/01/2025 ADDRESS: 40 Marcus Drive, Suite 250, Melville NY 11747, United States DESCRIPTION: My daily activities and responsibilities are helping clients secure home loans by advising on mortgage options, collecting and submitting documents, coordinating with lenders and underwriters, ensuring compliance, and managing the loan process from application to closing.
CRS (Client Relationship Summary) - RIA
Click below to view Lina Kuang-chan's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Lina Kuang-chan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 13, 2018 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 30-50 Whitestone Expwy Suite 105-d, Flushing, NY 11354RIA
BD
CRD#: 16164
Flushing, NY
Current
January 31, 2017 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 30-50 Whitestone Expwy Suite 105-d, Flushing, NY 11354RIA
BD
CRD#: 16164
Flushing, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Maine(8/26/2019)
IAR
Massachusetts(6/13/2018)
RR
New York(2/1/2017)
IAR
New York(5/16/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
