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VD

Victor E. Droz Gomez

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CRD#: 6749166
VD

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Victor E Droz Gomez, who also goes by VIctor E Droz, Victor Droz, Victor E Droz Gromez, was a registered financial professional .

Victor is a previously registered financial professional and started their career in finance in 2017. Victor had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Victor E Droz | Victor Droz | Victor E Droz Gromez

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Victor E. Droz is the owner of UffPay, Inc. (a company registered in the state of Florida) which at this point does not have any activities in the US (or anywhere else); and UffPago SAS (a Dominican Republic company) which will act as fintech company and provide banking software and services to financial institutions in the Dominican Republic. None of these mentioned companies is a publicly traded company and do not issue securities. Up to this day, Victor E. Droz does not receive any compensation from the operations of UffPay, Inc. or UffPago SAS.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 24, 2021 - March 18, 2022

UNITED SOUTH WEALTH MANAGEMENT, LLC

RIA
CRD#: 291717
ORLANDO, FL
Past

April 12, 2018 - October 2, 2018

UNITED SOUTH WEALTH MANAGEMENT, LLC

RIA
CRD#: 291717
New York, NY
Past

May 25, 2017 - July 24, 2017

MILLENNIAL ADVISERS, LLC.

RIA
CRD#: 170847
NEW YORK, NY
Past

February 13, 2017 - July 24, 2017

ALLIED MILLENNIAL PARTNERS, LLC

BD
CRD#: 16569
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 4/28/2017
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


US
UNITED SOUTH WEALTH MANAGEMENT, LLC
UNITED SOUTH WEALTH MANAGEMENT, LLC

CRD#: 291717 / SEC#: 801-112464

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Contact information


Main Address
Orlando, FL
Mailing Address
Phone number
(917) 213-9944
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV
0

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


UNITED SOUTH WEALTH MANAGEMENT, LLC

CRD#: 291717

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