Jessica M. Serralta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jessica Marie Serralta, who also goes by Jessica Serralta, was a registered financial professional .
Jessica is a previously registered financial professional and started their career in finance in 2017. Jessica had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2019 - April 25, 2023
RIGHTBRIDGE PRIVATE CAPITAL LLC
September 18, 2017 - January 12, 2018
EQUITABLE ADVISORS, LLC
June 1, 2017 - January 12, 2018
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
RIGHTBRIDGE PRIVATE CAPITAL LLC
CRD#: 288836 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 177 |
| AUM (Assets Under Management) | $ 45,330,000 |
Red Flags
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