Kenneth J. Kitchin

PROMETHEUM EMBER CAPITAL

New York, NY 10005

Some features on this profile are disabled

CRD#: 6748676

Professional summary

Kenneth John Kitchin, who also goes by Ken Kitchin, is a registered financial professional currently at PROMETHEUM EMBER CAPITAL located in New York, New York and PROMETHEUM ATS located in New York, New York.

Kenneth is registered as a RR (Registered Representative) and started their career in finance in 2017. Kenneth has worked at 8 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ken Kitchin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kenneth John Kitchin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 12, 2025 - Present

PROMETHEUM EMBER CAPITAL

Office #1: 120 Wall Street 25th Floor, New York, NY 10005

CRD#: 312784

New York, NY

Current

August 12, 2025 - Present

PROMETHEUM ATS

Office #1: 120 Wall Street 25th Floor, New York, NY 10005

CRD#: 311636

New York, NY

Current

August 12, 2025 - Present

PROFINANCIAL, INC.

Office #1: 120 Wall Street 25th Flr, New York, NY 10005

CRD#: 15345

NEW YORK, NY

Past

March 10, 2025 - August 12, 2025

FUTU CLEARING INC

CRD#: 298769

Jersey City, NJ

Past

November 4, 2024 - August 12, 2025

MOOMOO FINANCIAL INC.

CRD#: 283078

JERSEY CITY, NJ

Past

February 21, 2024 - November 27, 2024

HOLD BROTHERS CAPITAL LLC

CRD#: 151864

NEW YORK, NY

Past

April 27, 2023 - November 7, 2023

MIZUHO SECURITIES USA LLC

CRD#: 19647

NEW YORK, NY

Past

November 9, 2020 - April 21, 2023

HOLD BROTHERS CAPITAL LLC

CRD#: 151864

NEW YORK, NY

Past

February 27, 2017 - November 17, 2020

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(10/22/2025)

Arizona
(10/30/2025)

Arkansas
(11/4/2025)

California
(10/20/2025)

Colorado
(10/30/2025)

Connecticut
(10/29/2025)

Delaware
(10/20/2025)

District of Columbia
(10/31/2025)

Florida
(10/20/2025)

Georgia
(10/20/2025)

Indiana
(10/21/2025)

Iowa
(10/20/2025)

Kansas
(10/21/2025)

Louisiana
(10/17/2025)

Maine
(10/20/2025)

Maryland
(10/27/2025)

Michigan
(10/21/2025)

Minnesota
(10/17/2025)

Mississippi
(10/21/2025)

Nebraska
(10/17/2025)

Nevada
(10/20/2025)

New Hampshire
(11/3/2025)

New Jersey
(8/12/2025)

New Mexico
(10/24/2025)

New York
(9/7/2025)

North Carolina
(10/21/2025)

North Dakota
(10/20/2025)

Ohio
(10/17/2025)

Oklahoma
(10/20/2025)

Oregon
(11/7/2025)

Pennsylvania
(10/20/2025)

Puerto Rico
(10/23/2025)

Rhode Island
(10/23/2025)

South Carolina
(10/28/2025)

South Dakota
(10/20/2025)

Tennessee
(10/20/2025)

Texas
(11/4/2025)

Utah
(11/5/2025)

Vermont
(10/21/2025)

Virgin Islands
(10/22/2025)

Virginia
(10/21/2025)

West Virginia
(10/23/2025)

Wisconsin
(10/22/2025)

Wyoming
(10/20/2025)

Exams

State Security Law Exam

Series 63

Date: 7/2/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 8/21/2021

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/27/2017

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 7/9/2024

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 4/24/2021

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PROFINANCIAL, INC.

COLLINS-OGDEN, INC. | PROFINANCIAL, INC. | PROFINANCIAL | OGDEN SECURITIES

CRD#: 15345 / SEC#: , 8-32026

Broker-Dealer Firm Regulated by FINRA (New York district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

120 Wall Street 25th Flr, New York, NY 10005

Mailing Address

120 Wall Street 25th Flr, New York, NY 10005

Phone number

(212) 333-3315

Established

Louisiana since 05/15/1984

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
PROMETHEUM INC	MINORITY OWNER
BECKERMAN, JARRED	FINOP	6683745
FANELLI, ROSEMARIE	CHIEF OPERATING OFFICER	7463196
KAPLAN, BENJAMIN	CEO	6993516
KITCHIN, KENNETH JOHN	CHIEF COMPLIANCE OFFICER/AMLCO	6748676

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kenneth J. Kitchin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kenneth John Kitchin's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROMETHEUM ATS

PROFINANCIAL, INC.

FUTU CLEARING INC

MOOMOO FINANCIAL INC.

HOLD BROTHERS CAPITAL LLC

MIZUHO SECURITIES USA LLC

HOLD BROTHERS CAPITAL LLC

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/2/2022

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 8/21/2021

SIE

Date: 10/1/2018

Series 7

Date: 2/27/2017

Series 14

Date: 7/9/2024

Series 24

Date: 4/24/2021

FINRA

Current Firm

PROFINANCIAL, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

PROFINANCIAL, INC.

TRUST BUT VERIFY

Similar Advisors