Jaime A. Morales

TRADE-PMR

Clearwater, FL 33762

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CRD#: 6748568

Professional summary

Jaime Andres Morales, who also goes by Jamie Andres Morales, is a registered financial professional currently at TRADE-PMR INC. located in Clearwater, Florida.

Jaime is registered as a RR (Registered Representative) and started their career in finance in 2017. Jaime has worked at 2 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 4, Series 24 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jamie Andres Morales

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jaime Andres Morales's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 26, 2020 - Present

TRADE-PMR INC.

Office #1: 13945 Evergreen Avenue, Clearwater, FL 33762

CRD#: 46350

Clearwater, FL

Past

April 20, 2017 - April 11, 2018

CHARLES SCHWAB & CO., INC.

CRD#: 5393

ORLANDO, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(2/26/2020)

Exams

State Security Law Exam

Series 63

Date: 5/1/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 4/20/2022

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/11/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/20/2017

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 5/25/2023

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/9/2023

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 10/7/2022

Municipal Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TRADE-PMR INC.

CRD#: 46350 / SEC#: , 8-51390

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

13945 Evergreen Avenue, Clearwater, FL 33762

Mailing Address

P.o. Box 358230, Gainesville, FL 32635-8230

Phone number

(352) 332-8723

Established

Florida since 10/30/1998

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
GATOR MERGER SUB II, LLC	SHAREHOLDER
BALDWIN, ROBB WALLER	PRESIDENT & CHIEF EXECUTIVE OFFICER	1409477
DILBONE, ROBERT POTTER JR	CHIEF REVENUE OFFICER	5893751
KELATI, DANIEL T	CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL	3103432
LEGACY, ELIZABETH	CHIEF COMPLIANCE OFFICER	4368139
QUIRK, STEVEN MARK	DIRECTOR	2728768
SUBRAMANIAN, SIVARAMAKRISHNAN	DIRECTOR	7339479
VICTORIA, RICHARD SCOTT	CHIEF OPERATING OFFICER	5371275

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jaime A. Morales

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jaime Andres Morales's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/1/2017

Series 52TO

Date: 4/20/2022

SIE

Date: 4/11/2018

Series 7

Date: 4/20/2017

Series 4

Date: 5/25/2023

Series 24

Date: 2/9/2023

Series 53

Date: 10/7/2022

FINRA

Current Firm

TRADE-PMR INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TRADE-PMR INC.

TRUST BUT VERIFY

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