Amar Desai
Professional summary
Amar Desai, who also goes by Amar Naynesh Desai, is a registered financial professional currently at CBOE TRADING, INC. located in Overland Park, Kansas.
Amar is registered as a RR (Registered Representative) and started their career in finance in 2017. Amar has worked at 4 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Amar Desai's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 7, 2023 - Present
CBOE TRADING, INC.
Office #1: 6800 West 115th Street Suite 260, Overland Park, KS 66211February 2, 2022 - September 25, 2023
BLACKROCK INVESTMENT MANAGEMENT, LLC
February 2, 2022 - September 25, 2023
BLACKROCK INVESTMENTS, LLC
January 26, 2018 - January 21, 2022
CHARLES SCHWAB & CO., INC.
May 24, 2017 - January 21, 2022
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 5/10/2019
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
CBOE TRADING, INC.
CRD#: 136734 / SEC#: , 8-67043
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CBOE SERVICES COMPANY | OWNER | |
| CHMIELEWSKI, COLE MICHAEL | PRESIDENT | 5740206 |
| GOODMAN, SYDNEY LINDEN | FINOP | 7092589 |
| ISAACSON, CHRISTOPHER ANDREW | DIRECTOR | 5015729 |
| SEXTON, JOHN PATRICK | SECRETARY | 7152089 |
| UPP, WILLIAM BRYAN | CHIEF COMPLIANCE OFFICER | 2976682 |
| WILKINSON, ALLEN LLOYD | VICE PRESIDENT | 7432624 |
| YEAZEL, TROY CHARLES | DIRECTOR | 5492474 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
CBOE TRADING, INC.
CRD#: 136734Overland Park, KS 66211TRUST BUT VERIFY
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