Mason L. Onstott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mason Lee Onstott, who also goes by Mason Onstott, Mason Lee Onstott, was a registered financial professional .
Mason is a previously registered financial professional and started their career in finance in 2017. Mason had worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2023 - May 4, 2026
ICAPITAL MARKETS LLC
June 21, 2019 - November 30, 2023
SIMON MARKETS LLC
February 7, 2019 - June 18, 2019
WELLS FARGO CLEARING SERVICES, LLC
February 7, 2019 - June 18, 2019
WELLS FARGO CLEARING SERVICES, LLC
August 10, 2017 - October 9, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 24, 2017 - October 9, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 22, 2017 - June 23, 2017
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
ICAPITAL MARKETS LLC
CRD#: 118219 / SEC#: , 8-53640
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
