Michael J. Dimasi
Professional summary
Michael Joseph Dimasi, who also goes by Michael J Dimasi, Michael Dimasi, is a registered financial professional currently at VELOCITY CLEARING, LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2017. Michael has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Joseph Dimasi's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 10, 2023 - Present
VELOCITY CLEARING, LLC
Office #1: 199 Water Street 17th Floor, New York, NY 10038July 31, 2018 - September 11, 2020
SANTANDER SECURITIES LLC
May 5, 2017 - July 26, 2018
J.P. MORGAN SECURITIES LLC
January 30, 2017 - March 23, 2017
WORDEN CAPITAL MANAGEMENT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/17/2023
General Securities Representative ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX PEARL, LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
VELOCITY CLEARING, LLC
CRD#: 126588 / SEC#: , 8-65894
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 19 |
Red Flags
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