SM
Scott A. Murphy
SCHWAB WEALTH ADVISORY
Lone Tree, CO 80124
Some features on this profile are disabled
CRD#: 6747663
SM
Professional summary
Scott Aaron Murphy, CFP® is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Lone Tree, Colorado and CHARLES SCHWAB & CO., INC. located in Lone Tree, Colorado.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Scott has worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Yosemite Office Center, LLC | Investment Related:No|5655 S Yosemite St|Greenwood Village|CO|80111|USA|Real Estate (Non-Agent/Broker)|Investor / Part owner|1/17/2017|Less than 20|0|I am a part owner of a company that owns a commercial building. Located at 5655 S Yosemite St. Greenwood Village, CO 80111, 2) 1520 W. 13th Partners, LLC | Investment Related:No|1660 S. Albion St Suite 200|Denver|CO|80222|USA|Real Estate (Non-Agent/Broker)|Part Owners|4/21/2015|Less than 20|0|My trust is a part owner of this building, which is setup as LLC., 3) 1150 S Kalamath Partners, LLC | Investment Related:No|1873 S. Bellaire St #825|Denver|CO|80222|USA|Real Estate (Non-Agent/Broker)|Member|1/1/2014|Less than 20|0|I am just an investor, 4) 1660 S. Albion St. LLC | Investment Related:No|1660 St. Albion St.|Denver|CO|80222|USA|Real Estate (Non-Agent/Broker)|Limited Partner of LLC|7/1/2023|Less than 20|0|I am a passive investor in a commercial real estate office building, 5) Ave Maria Catholic School | Investment Related:Yes|9056 E Parker Rd|Parker|CO|80138|USA|Education|Member of Financial Council|10/13/2023|Less than 20|1|I am looking to be a part of the financial council for my daughters school (Ave Maria Catholic School)., 6) 15700 E Jamison Dr. 3-301 LLC | Investment Related:No|Real Estate (Non-Agent/Broker)|Property Manager|7/26/2024|Less than 20|0|Property Manager of Rental Property, 7) Murphy Aesthetics, LLC | Investment Related:No|Healthcare Services|Aesthetician |7/16/2025|Less than 20|0|My wife is working as a 1099 employee for Pinch Healthcare where she works as a Nurse Practitioner Aesthetician.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Aaron Murphy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 8, 2019 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 9800 Schwab Way, Lone Tree, CO 80124RIA
CRD#: 159035
Lone Tree, CO
Current
June 23, 2017 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 9800 Schwab Way, Lone Tree, CO 80124RIA
BD
CRD#: 5393
Lone Tree, CO
Past
December 5, 2017 - October 8, 2019
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
RIA
Registered Investment Advisory firm - (12/9/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/10/2017)
RR
California(6/30/2017)
RR
Colorado(6/23/2017)
IAR
Colorado(10/8/2019)
RR
Florida(8/10/2017)
RR
Georgia(8/10/2017)
RR
Hawaii(8/10/2017)
RR
Idaho(8/10/2017)
RR
Illinois(8/10/2017)
RR
Indiana(10/9/2024)
RR
Iowa(8/10/2017)
RR
Kentucky(10/4/2024)
RR
Louisiana(8/10/2017)
RR
Maine(8/10/2017)
RR
Maryland(8/10/2017)
RR
Massachusetts(8/10/2017)
RR
Minnesota(8/10/2017)
RR
Nebraska(8/10/2017)
RR
Nevada(8/10/2017)
RR
New Hampshire(8/10/2017)
RR
New Jersey(8/10/2017)
RR
New York(8/10/2017)
RR
North Carolina(8/10/2017)
RR
Ohio(8/10/2017)
RR
Oklahoma(8/10/2017)
RR
Oregon(8/10/2017)
RR
South Dakota(8/10/2017)
RR
Texas(8/10/2017)
IAR
Texas(1/4/2022)
RR
Utah(8/10/2017)
RR
Vermont(8/10/2017)
RR
Virginia(10/4/2024)
RR
Washington(8/10/2017)
RR
Wyoming(8/10/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
RIA
Registered Investment Advisory firm - (12/9/2011 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
211 Main Street, San Francisco, CA 94105-1901
Mailing Address
Phone number
(415) 667-7000
Established
Firm type
Fiscal year end
# of Employees
1,042
SEC notice filing (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
