PM
Patrick A. Mosman
KENNEDY CAPITAL MANAGEMENT
St Louis, MO 63141-7739
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CRD#: 6747565
PM
Professional summary
Patrick Alexander Mosman, CFA, who also goes by Alex Mosman, is a registered financial advisor currently at KENNEDY CAPITAL MANAGEMENT located in St Louis, Missouri.
Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Patrick has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alex Mosman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Rye Not, LLC The business is not an investment related business. It produces liquor. Address is: 5245 Mercier Kansas City MO 64112 The business is a holding company. My position is partner. The date of my investment was April 2015. The investment requires zero hours/month and zero hours during the trade day. I have no day to day duties related to the business.
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Alexander Mosman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 19, 2017 - Present
KENNEDY CAPITAL MANAGEMENT
Office #1: 10829 Olive Blvd, St Louis, MO 63141-7739RIA
CRD#: 105834
St Louis, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KC
KENNEDY CAPITAL MANAGEMENT
KENNEDY CAPITAL | KENNEDY CAPITAL MANAGEMENT, INC. | KENNEDY CAPITAL MANAGEMENT LLC | KENNEDY CAPITAL MANAGEMENT INC | KENNEDY CAPITAL MANAGEMENT
CRD#: 105834 / SEC#: 801-15323
RIA
Registered Investment Advisory firm - (7/17/1980 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Missouri(1/19/2017)
IAR
Texas(1/19/2017)
Exams
Current Firm
KC
KENNEDY CAPITAL MANAGEMENT
KENNEDY CAPITAL | KENNEDY CAPITAL MANAGEMENT, INC. | KENNEDY CAPITAL MANAGEMENT LLC | KENNEDY CAPITAL MANAGEMENT INC | KENNEDY CAPITAL MANAGEMENT
CRD#: 105834 / SEC#: 801-15323
RIA
Registered Investment Advisory firm - (7/17/1980 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10829 Olive Blvd, St Louis, MO 63141-7739
Mailing Address
Phone number
(314) 432-0400
Established
Firm type
Fiscal year end
# of Employees
46
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 206 |
| AUM (Assets Under Management) | $ 4,885,270,151 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KENNEDY CAPITAL MANAGEMENT
CRD#: 105834St Louis, MO 63141-7739TRUST BUT VERIFY
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