Alan J. Cuadrado
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan Jose Cuadrado was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 2017. Alan had worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2020 - December 2, 2020
REED FINANCIAL GROUP, INC.
April 20, 2020 - September 12, 2020
ATLANTICMIDWEST INVESTMENT RESEARCH, LLC
March 21, 2018 - May 24, 2018
OCTOGONE NA
January 26, 2017 - April 25, 2017
AMERICASRETIREMENTPLAN.COM
State Registrations and Notice Filings
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Current Firm
REED FINANCIAL GROUP, INC.
CRD#: 140167 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 234 |
| AUM (Assets Under Management) | $ 32,030,480 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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