Michael B. Lowe

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CRD#: 6747431

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Beltramo Lowe was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2019. Michael had worked at 3 firms and has passed the Series 65, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Parnassus Investments, LLC; Investment Related; San Francisco, CA; Began 07/15/2019; ESG Investment Manager; Research Analyst; Research coverage of current and potential equity holdings and updating the corresponding models and checklists. Perform fundamental research, assist in marketing, developing investment recommendations, mentoring interns, and serving as a back-up trader; 180 hours per month 2) Potential Book on Economic and Social Issues; Miami, FL; Not Investment Related; Started 01/13/2021;I am helping edit a potential book, which if published would cite me as a co-author; Co-Author; I've been invited by a former professor to be one of several co-authors on what he intends to become a brief book on economic and social issues. It has a chapter on the stock market which I'd likely help with. That chapter is currently a broad overview of the function of global financial markets and corporate governance, and I wouldn't mention Parnassus in it. I'm not being paid to edit or getting any financial proceeds from a potential publishing, but my name and bio would be on the final version. I was required here to list a business address, but as we are all editing from our respective homes I listed my home address. As an unpublished book idea, we don't yet have a confirmed title; 3 hours per month with 0 hours during securities;

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 10, 2021 - August 29, 2022

PARNASSUS INVESTMENTS, LLC

RIA

CRD#: 316904

SAN FRANCISCO, CA

Past

January 29, 2020 - December 14, 2021

PARNASSUS INVESTMENTS

RIA

CRD#: 149193

SAN FRANCISCO, CA

Past

November 27, 2019 - December 31, 2021

PARNASSUS FUNDS DISTRIBUTOR, LLC

CRD#: 15883

San Francisco, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARNASSUS INVESTMENTS, LLC

CRD#: 316904 / SEC#: 801-122618

RIA

Registered Investment Advisory firm - (11/8/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/29/2020

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 11/27/2019

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/28/2019

Securities Industry Essentials Examination

Current Firm

PARNASSUS INVESTMENTS, LLC

CRD#: 316904 / SEC#: 801-122618

RIA

Registered Investment Advisory firm - (11/8/2021 Approved)

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Contact information

Main Address

1 Market Street Suite 1600, San Francisco, CA 94105

Mailing Address

Phone number

(415) 778-0200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PARNASSUS INVESTMENTS, LLC PART 2A BROCHURE (5/2/2025)

Regulatory assets under management

Total Number of Accounts	30
AUM (Assets Under Management)	$ 45,658,173,524

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael B. Lowe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PARNASSUS INVESTMENTS, LLC

PARNASSUS INVESTMENTS

PARNASSUS FUNDS DISTRIBUTOR, LLC

Primary Firm SEC Registration

PARNASSUS INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/29/2020

Series 6TO

Date: 11/27/2019

SIE

Date: 10/28/2019

Current Firm

PARNASSUS INVESTMENTS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARNASSUS INVESTMENTS, LLC

TRUST BUT VERIFY

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