Michael J. Maisner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Jay Maisner was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2017. Michael had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2025 - June 8, 2026
FINANCIAL SERVICES OF AMERICA ADVISORS
May 10, 2024 - December 6, 2024
FOGUTH WEALTH MANAGEMENT, LLC.
March 14, 2023 - March 4, 2024
USA FINANCIAL SECURITIES LLC
March 14, 2023 - March 4, 2024
USA FINANCIAL SECURITIES LLC
June 5, 2017 - March 13, 2023
THRIVENT INVESTMENT MANAGEMENT INC.
April 17, 2017 - March 13, 2023
THRIVENT INVESTMENT MANAGEMENT INC.
Primary Firm SEC Registration
FINANCIAL SERVICES OF AMERICA ADVISORS
CRD#: 286251 / SEC#: 801-120474
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL SERVICES OF AMERICA ADVISORS
CRD#: 286251 / SEC#: 801-120474
Contact information
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,687 |
| AUM (Assets Under Management) | $ 396,180,038 |
Red Flags
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