Jordan Neil Clark

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CRD#: 6747210

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jordan Neil Clark, who also goes by Jordan Neil Clark, was a registered financial professional .

Jordan Neil is a previously registered financial professional and started their career in finance in 2021. Jordan Neil had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jordan Neil Clark

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) CROSBY INVESTMENT GROUP POSITION: Employee NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 11/24/2021 ADDRESS: 2646 Santa Maria Way, Ste 104, Santa Maria, CA 93455, United States DESCRIPTION: Registered assistant with DBA used for marketing purposes. (2) X ADVISORS POSITION: Agent/Representative NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 05/02/2022 ADDRESS: 2646 Santa Maria Way, Suite 104, Santa Maria CA 93455, United States DESCRIPTION: Outside RIA.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 27, 2022 - August 19, 2022

X ADVISORS, LLC

RIA

CRD#: 315838

SANTA MARIA, CA

Past

April 13, 2022 - August 23, 2022

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

Santa Maria, CA

Past

November 24, 2021 - August 23, 2022

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

Santa Maria, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

X ADVISORS, LLC

ADVISOR ASSOCIATED INC | X ADVISORS, LLC | AIM WEALTH MANAGEMENT

CRD#: 315838 / SEC#: 801-130931

RIA

Registered Investment Advisory firm - (8/16/2024 Approved)

California

Registered Investment Advisory firm - (9/27/2024 Terminated)

Texas

Registered Investment Advisory firm - (8/28/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/12/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/24/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/31/2021

Securities Industry Essentials Examination

Current Firm

X ADVISORS, LLC

ADVISOR ASSOCIATED INC | X ADVISORS, LLC | AIM WEALTH MANAGEMENT

CRD#: 315838 / SEC#: 801-130931

RIA

Registered Investment Advisory firm - (8/16/2024 Approved)

California

Registered Investment Advisory firm - (9/27/2024 Terminated)

Texas

Registered Investment Advisory firm - (8/28/2024 Terminated)

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Contact information

Main Address

2646 Santa Maria Way Suite 104, Santa Maria, CA 93455

Mailing Address

Phone number

(805) 465-9232

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROCHURE 08052025 982111 (8/5/2025)

Regulatory assets under management

Total Number of Accounts	572
AUM (Assets Under Management)	$ 189,928,226

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jordan Neil Clark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

X ADVISORS, LLC

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

Primary Firm SEC Registration

X ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/12/2022

Series 7TO

Date: 11/24/2021

SIE

Date: 7/31/2021

Current Firm

X ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

X ADVISORS, LLC

TRUST BUT VERIFY

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