LP
Lee L. Peterson
PETERSON FINANCIAL SERVICES
Carlsbad, CA
Some features on this profile are disabled
CRD#: 6747080
LP
Professional summary
Lee Louis Peterson is a registered financial advisor currently at PETERSON FINANCIAL SERVICES located in Carlsbad, California.
Lee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Lee has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 7, 2017 - Present
PETERSON FINANCIAL SERVICES
CRD#: 285201
Carlsbad, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/7/2017)
Current Firm
PF
PETERSON FINANCIAL SERVICES
LEE LOUIS PETERSON | PETERSON, LEE, LOUIS | PETERSON FINANCIAL SERVICES
CRD#: 285201 / SEC#:
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Carlsbad, CA
Mailing Address
Phone number
(760) 845-7253
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 29 |
| AUM (Assets Under Management) | $ 12,839,555 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
