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Daniel Dolgin

AIF®
KESTRA ADVISORY SERVICES
Highland Park, IL
·CRD# 6747037·9 years experience

Professional Summary

Daniel Dolgin, AIF® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Highland Park, Illinois and KESTRA INVESTMENT SERVICES, LLC located in Highland Park, Illinois. Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Daniel has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

AIF®
Accredited Investment Fiduciary

Years of Experience

9 years in the financial services industry

Current & Past Employments

KESTRA ADVISORY SERVICES, LLC·CRD# 283330
RIA
1. Highland Park, IL2. 600 Central Avenue, Suite 212, Highland Park, IL 60035
September 10, 2020 - Present
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
600 Central Avenue, Suite 212, Highland Park, IL 60035
September 10, 2020 - Present
FIRST ALLIED ADVISORY SERVICES, INC.·CRD# 137888
RIA
West Bloomfield, MI
September 12, 2017 - August 26, 2020
FIRST ALLIED SECURITIES, INC.·CRD# 32444
BD
Highland Park, IL
June 20, 2017 - August 26, 2020

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Current Firm

KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

Contact Information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Phone Number

(844) 553-7872

# of Employees

1,359

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (9/22/2026)

Regulatory Assets Under Management

Total Number of Accounts

192,439

AUM (Assets Under Management)

$79,798,091,767

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/01/2025Cover PageReport
12/23/2024Cover PageReport
10/20/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2-400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial consultant Start Date: 8/27/2020 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: Advising on managed money accounts, 401ks, and 529 plans. Name: The Bensman Group Investment Related: Yes Address: 2333 Waukegan Road #275 Bannockburn IL 60015 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Financial consultant Start Date: 8/27/2020 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: Managing 401k, managed money, and 529 accounts. Consulting and working on life insurance cases. Name: Associated Agencies Investment Related: No Address: 1701 Golf Rd Suite 3-700 Rolling Meadows IL 60008 Nature of Business: Insurance Position, Title or Relationship: Vice President of Life. I run the life insurance business for Associated. This also includes disability and long-term care insurance. Start Date: 2/4/2019 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: Producers for Associated pass along life insurance leads to me and I work with them and their clients/prospects to find proper life, disability and long-term care insurance coverage. Name: THE BENSMAN GROUP POSITION: Financial consultant NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 24 SECURITIES TRADING HOURS: 21 START DATE: 08/27/2020 ADDRESS: 600 Central Avenue, Suite 212, Highland Park IL 60035, United States DESCRIPTION: Consulting and working on life insurance as well as 401k work.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(1/14/2023)
RR
California
(9/10/2020)
RR
Florida
(9/10/2020)
RR
Georgia
(8/30/2021)
RR
Illinois
(9/10/2020)
IAR
Illinois
(9/10/2020)
RR
Maryland
(8/24/2021)
RR
Ohio
(9/10/2020)
RR
Virginia
(1/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2017About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2017About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Daniel Dolgin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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