AL
Amy Lynch
RIVER STREET ADVISORS
FRANKFORT, IL 60423-1488
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CRD#: 6746960
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Professional summary
Amy Lynch is a registered financial advisor currently at RIVER STREET ADVISORS, LLC located in Frankfort, Illinois.
Amy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Amy has worked at 1 firm and has passed the Series 65 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Ms. Lynch is also an employee of Old Second Bank. Ms Lynch started her position as an investment assistant for the Wealth Department of Old Second Bank in November, 2015 and spends approximately 50% of her time in this capacity.
CRS (Client Relationship Summary) - RIA
Click below to view Amy Lynch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 27, 2017 - Present
RIVER STREET ADVISORS, LLC
Office #1: 20201 S. Lagrange Road, Frankfort, IL 60423-1488RIA
CRD#: 153537
FRANKFORT, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RS
RIVER STREET ADVISORS, LLC
OLD SECOND WEALTH MANAGEMENT | RIVER STREET ADVISORS, LLC
CRD#: 153537 / SEC#: 801-119750
RIA
Registered Investment Advisory firm - (11/9/2020 Approved)Illinois
Registered Investment Advisory firm - (3/5/2021 Terminated)Indiana
Registered Investment Advisory firm - (11/19/2018 Terminated)Texas
Registered Investment Advisory firm - (11/13/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(6/27/2017)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
RS
RIVER STREET ADVISORS, LLC
OLD SECOND WEALTH MANAGEMENT | RIVER STREET ADVISORS, LLC
CRD#: 153537 / SEC#: 801-119750
RIA
Registered Investment Advisory firm - (11/9/2020 Approved)Illinois
Registered Investment Advisory firm - (3/5/2021 Terminated)Indiana
Registered Investment Advisory firm - (11/19/2018 Terminated)Texas
Registered Investment Advisory firm - (11/13/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
37 S. River Street, Aurora, IL 60506
Mailing Address
Phone number
(630) 906-5501
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 937 |
| AUM (Assets Under Management) | $ 414,893,361 |
Red Flags
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