KW
Korey White
CORE ADVISORY GROUP
Brookhaven, MS 39601
Some features on this profile are disabled
CRD#: 6746809
KW
Professional summary
Korey White is a registered financial advisor currently at CORE ADVISORY GROUP located in Brookhaven, Mississippi and LPL FINANCIAL LLC located in Brookhaven, Mississippi.
Korey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Korey has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 4/23/2019 - KCMC, Inc. - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 05/01/2005 - 0 Hours Per Month - There is no activity in this corporation. 2. 8/19/2019 - 15James, LLC - Investment Related - 320 Brookhaven St., Brookhaven, MS 39601 - Real Estate Rental - Started 07/31/2019 - 5 Hours Per Month During Securities Trading - Owns and rents commercial real estate. 3. 11/18/2019 - White and Associates LLC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 08/01/2019 - 200 Hours Per Month/160 Hours During Securities Trading - Tax preparation, Payroll Preparation, Bookkeeping, Tax Planning. 4. 2/28/2023 - CORE Advisory Group - DBA: Brookhaven Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 02/27/2023 - 40 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through Brookhaven Wealth Management, an independent investment advisor firm. I started this business activity in 02/2023. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 08/29/2023 - Brookhaven Wealth Management - Investment Related - At Reportable Business Location - DBA for LPL Business (entity for LPL business) - Start Date 02/27/2023 - 40 Hours Per Month 40 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Korey White's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 8, 2023 - Present
CORE ADVISORY GROUP
Office #1: 320 Brookhaven St., Brookhaven, MS 39601RIA
CRD#: 306661
Brookhaven, MS
Current
February 14, 2018 - Present
LPL FINANCIAL LLC
Office #1: 320 Brookhaven St, Brookhaven, MS 39601RIA
BD
CRD#: 6413
Brookhaven, MS
Past
February 14, 2018 - February 8, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
June 15, 2017 - February 14, 2018
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
BROOKHAVEN, MS
Past
February 9, 2017 - February 14, 2018
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
BROOKHAVEN, MS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CORE ADVISORY GROUP
BROOKHAVEN WEALTH MANAGEMENT | STROSSER WEALTH MANAGEMENT | KING WEALTH PARTNERS | FAIRVIEW WEALTH ADVISORS | FAIRVIEW STRATEGIC PLANNING | CORE COMPLIANCE GROUP, LLC | CORE ADVISORY GROUP
CRD#: 306661 / SEC#: 801-122934
RIA
Registered Investment Advisory firm - (1/4/2022 Approved)North Carolina
Registered Investment Advisory firm - (2/24/2022 Terminated)South Carolina
Registered Investment Advisory firm - (2/23/2022 Terminated)Texas
Registered Investment Advisory firm - (2/23/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/17/2022)
RR
Louisiana(12/12/2018)
RR
Mississippi(2/14/2018)
IAR
Mississippi(2/8/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CORE ADVISORY GROUP
BROOKHAVEN WEALTH MANAGEMENT | STROSSER WEALTH MANAGEMENT | KING WEALTH PARTNERS | FAIRVIEW WEALTH ADVISORS | FAIRVIEW STRATEGIC PLANNING | CORE COMPLIANCE GROUP, LLC | CORE ADVISORY GROUP
CRD#: 306661 / SEC#: 801-122934
RIA
Registered Investment Advisory firm - (1/4/2022 Approved)North Carolina
Registered Investment Advisory firm - (2/24/2022 Terminated)South Carolina
Registered Investment Advisory firm - (2/23/2022 Terminated)Texas
Registered Investment Advisory firm - (2/23/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
744 Arden Lane Suite 175, Rock Hill, SC 29732
Mailing Address
Phone number
(803) 324-5464
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,628 |
| AUM (Assets Under Management) | $ 296,813,729 |
Red Flags
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