CW
Crystal M. Walter
NATIONS FINANCIAL GROUP
Cedar Rapids, IA 52411
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CRD#: 6746777
CW
Professional summary
Crystal M Walter, who also goes by Crystal M Alft, Crystal Mae Alft, Crystal Mae Walter, Crystal Walter, is a registered financial advisor currently at NATIONS FINANCIAL GROUP, INC. located in Cedar Rapids, Iowa.
Crystal is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Crystal has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO, SIE, Series 6, Series 24, Series 10, Series 9 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Crystal M Alft | Crystal Mae Alft | Crystal Mae Walter | Crystal Walter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. WALTER FRONT PROPERTIES LLC; IS INVESTMENT RELATED; 1417 39TH ST. SE, CEDAR RAPIDS, IOWA, 52403; RENTAL PROPERTY; POSITION IS 50% OWNER; START DATE: 10/28/2021; APPROX. 2 HOURS PER MONTH; APPROX. 0 HOURS PER MONTH DURING SECURITY TRADING HOURS; DUTIES INCLUDE ADDRESSING ANY ISSUES WITH PROPERTY FOR TENANT. 2. CHAIR, PARKS, WATERWAYS AND RECREATION COMMISSION FOR CITY OF CEDAR RAPIDS; 500 15TH AVE SW, CEDAR RAPIDS, , IOWA, 52404; NON-PROFIT; START DATE: 9/19/2023, POSITION IS CHAIR OF COMMISSION; HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, DUTIES INCLUDE RUN THE MEETINGS, ENSURE SUBCOMMITTEES ARE MEETING AND RUNNING EFFECTIVELY. 3. WALTER YOU LOOKING FOR; HOME ADDRESS: 102 TOMAHAWK TRL SE, CEDAR RAPIDS, IOWA, 52403; NOT INVESTMENT RELATED; NATURE OF BUSINESS IS TO RESELL ITEMS; START DATE: 08/12/2024, POSITION IS OWNER; HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0; DUTIES INCLUDE RESELL ITEMS ONLINE SUCH AS ANTIQUES, HOME DECOR, ETC. FOR A PROFIT.
CRS (Client Relationship Summary) - RIA
Click below to view Crystal M Walter's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Crystal M Walter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 1, 2025 - Present
NATIONS FINANCIAL GROUP, INC.
Office #1: 3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411RIA
BD
CRD#: 44181
Cedar Rapids, IA
Current
March 31, 2025 - Present
NATIONS FINANCIAL GROUP, INC.
Office #1: 3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411RIA
BD
CRD#: 44181
Cedar Rapids, IA
Past
November 25, 2020 - March 19, 2025
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
Cedar Rapids, IA
Past
April 28, 2017 - February 20, 2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
Cedar Rapids, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NATIONS FINANCIAL GROUP, INC.
FRONTIER INVESTMENT SERVICES | NATIONS FINANCIAL GROUP, INC. | NATIONAL BROKERAGE SERVICES, INC.
CRD#: 44181 / SEC#: 801-57407, 8-50588
RIA
Registered Investment Advisory firm - SEC (5/3/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Iowa(3/31/2025)
IAR
Iowa(4/1/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/25/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 11/25/2020
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NATIONS FINANCIAL GROUP, INC.
FRONTIER INVESTMENT SERVICES | NATIONS FINANCIAL GROUP, INC. | NATIONAL BROKERAGE SERVICES, INC.
CRD#: 44181 / SEC#: 801-57407, 8-50588
RIA
Registered Investment Advisory firm - SEC (5/3/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411
Mailing Address
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411
Phone number
(319) 393-9541
Established
Iowa since 11/14/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
87
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 9,822 |
| AUM (Assets Under Management) | $ 3,867,522,560 |
Disclosures
| Arbitration | 1 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/26/2025 | ||
| 09/26/2024 | ||
| 11/22/2023 | ||
| 12/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
