CG
Christopher D. Grant
THRIVENT INVESTMENT MANAGEMENT
Hershey, PA 17033
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CRD#: 6746710
CG
Professional summary
Christopher David Grant is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Hershey, Pennsylvania.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Christopher has worked at 1 firm and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CIGARS FOR GOOD POSITION: non paid volunteer NATURE: Two brothers who share the same love for cigars, decided to make a commitment to use their enthusiasm for cigars to help those who are in need. With the help of their friends, we make a difference holding events, outings, and creating partnerships with local retailers & major manufacturers to support organizations where those without a voice and who are in need find support and care. We will focus on funding projects helping educate, feed, and care for children and families in desperate areas of the world. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2007 ADDRESS: 1630 Potato Valley Road, Harrisburg PA 17112, United States DESCRIPTION: I have been a volunteer with this organization for ten years. I have helped to plan different events that raise money for smaller non-profits that focus on the feeding, eduction, and careof children. I have helped to plan and runauctions, golf outings, and winery events and have donated my time and food for the events. I do not receive any compensation for my time that I volunteer with thisorganization and the proceeds raised go to different smaller organizations.I have recently been asked to become a board member which means I would have more involvement in the decisions made for the organization. These decisions include what organizations will benefit from events held, the amount of money donated to each, and the purchase of items for events.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher David Grant's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Christopher David Grant's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 31, 2018 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 20 Linden Rd, Hershey, PA 17033Office #2: 4660 E. Trindle Road, Camp Hill, PA 17011Office #4: 35 E High Street, Carlisle, PA 17013RIA
BD
CRD#: 18387
Hershey, PA
Current
July 20, 2017 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 20 Linden Rd, Hershey, PA 17033Office #2: 4660 E. Trindle Road, Camp Hill, PA 17011Office #3: 35 E High Street, Carlisle, PA 17013RIA
BD
CRD#: 18387
Hershey, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(9/24/2025)
RR
Delaware(4/29/2019)
RR
Florida(10/2/2019)
RR
Georgia(11/11/2022)
RR
Maryland(4/29/2019)
RR
Massachusetts(9/13/2023)
RR
New Jersey(4/29/2019)
RR
New York(8/19/2021)
RR
North Carolina(4/20/2020)
RR
Ohio(6/4/2020)
RR
Pennsylvania(9/1/2017)
IAR
Pennsylvania(5/31/2018)
RR
Tennessee(1/5/2023)
RR
Texas(5/12/2021)
IAR
Texas(5/13/2021)
RR
Virginia(2/18/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
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Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Hershey, PA 17033TRUST BUT VERIFY
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