Ali El Sayed

BROOKWOOD INVESTMENT GROUP

Tampa, FL

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CRD#: 6746192

Professional summary

Ali El Sayed, CFP®, who also goes by Ali El Sayed Moussa, is a registered financial advisor currently at BROOKWOOD INVESTMENT GROUP located in Tampa, Florida.

Ali is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Ali has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ali El Sayed Moussa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Agent with BLC 1. FLSRC - Florida Soccer Referees; Not Investment related; FL; Soccer Referee; Employee (proprietor, partner, officer, director, employee, trustee, agent); Feb 2019; During business hours: 0; After business hours: 32; Referee/Assistant Referee

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ali El Sayed's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

September 11, 2025 - Present

BROOKWOOD INVESTMENT GROUP

RIA

CRD#: 316544

Tampa, FL

Past

October 16, 2023 - May 22, 2025

BEDROCK INVESTMENT ADVISORS

RIA

CRD#: 173131

SCOTTSDALE, AZ

Past

October 18, 2022 - August 10, 2023

BANKERS LIFE ADVISORY SERVICES, INC.

RIA

CRD#: 281285

Clearwater, FL

Past

October 5, 2022 - August 10, 2023

BANKERS LIFE SECURITIES, INC.

CRD#: 173962

Clearwater, FL

Past

September 3, 2019 - October 14, 2022

MORGAN STANLEY

RIA

CRD#: 149777

Tampa, FL

Past

August 6, 2019 - October 14, 2022

MORGAN STANLEY

CRD#: 149777

Tampa, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKWOOD INVESTMENT GROUP

CRD#: 316544 / SEC#: 801-122508

RIA

Registered Investment Advisory firm - (10/18/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/30/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/6/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/29/2018

Securities Industry Essentials Examination

Current Firm

BROOKWOOD INVESTMENT GROUP

CRD#: 316544 / SEC#: 801-122508

RIA

Registered Investment Advisory firm - (10/18/2021 Approved)

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Contact information

Main Address

3930 E. Ray Road Suite 155, Phoenix, AZ 85044

Mailing Address

Phone number

(480) 646-3504

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROOKWOOD INVESTMENT GROUP FIRM BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	6,200
AUM (Assets Under Management)	$ 1,064,198,265

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ali El Sayed

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ali El Sayed's CRS (Customer Relationship Summary).

Certified licenses

Experience

BEDROCK INVESTMENT ADVISORS

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE SECURITIES, INC.

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

BROOKWOOD INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 8/30/2019

Series 7TO

Date: 8/6/2019

SIE

Date: 10/29/2018

Current Firm

BROOKWOOD INVESTMENT GROUP

Contact information

SEC notice filing (32 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BROOKWOOD INVESTMENT GROUP

TRUST BUT VERIFY

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