Craig L. Sims

WESTPARK WEALTH ADVISORS

Giddings, TX 78942

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CRD#: 6746148

Professional summary

Craig Loran Sims JR., who also goes by Craig Loran Sims, is a registered financial advisor currently at WESTPARK WEALTH ADVISORS, INC. located in Giddings, Texas.

Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Craig has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Craig Loran Sims

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Owner of Sims & Co., CPA firm, non-investment related, started in June 1995, 30 hours per week during trading hours or more depending on tax season

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Loran Sims JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 13, 2019 - Present

WESTPARK WEALTH ADVISORS, INC.

Office #1: 251 E. Hempstead, Giddings, TX 78942

RIA

CRD#: 130914

Giddings, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESTPARK WEALTH ADVISORS, INC.

IMS FINANCIAL ADVISORS, INC. | WESTPARK WEALTH ADVISORS, INC. | WESTPARK WEALTH ADVISORS | WEST PARK WEALTH ADVISORS

CRD#: 130914 / SEC#: 801-63009

RIA

Registered Investment Advisory firm - (4/28/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/13/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/4/2019

Uniform Investment Adviser Law Examination

Current Firm

WESTPARK WEALTH ADVISORS, INC.

IMS FINANCIAL ADVISORS, INC. | WESTPARK WEALTH ADVISORS, INC. | WESTPARK WEALTH ADVISORS | WEST PARK WEALTH ADVISORS

CRD#: 130914 / SEC#: 801-63009

RIA

Registered Investment Advisory firm - (4/28/2004 Approved)

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Contact information

Main Address

13111 Westheimer Rd. Suite 475, Houston, TX 77077

Mailing Address

13111 Westheimer Rd. Suite 475, Houston, TX 77077

Phone number

(713) 266-2993

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WESTPARK WEALTH ADVISORS, INC. ADV PART 2A - 2025 FIRM DISCLOSURE BROCHURE (3/29/2025)

Regulatory assets under management

Total Number of Accounts	700
AUM (Assets Under Management)	$ 229,314,510

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Craig L. Sims

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Loran Sims JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

WESTPARK WEALTH ADVISORS, INC.

Primary Firm SEC Registration

WESTPARK WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/4/2019

Current Firm

WESTPARK WEALTH ADVISORS, INC.

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WESTPARK WEALTH ADVISORS, INC.

TRUST BUT VERIFY

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