AR
Austin L. Roncancio
QUANTUMVEST
SCOTTSDALE, AZ 85250
Some features on this profile are disabled
CRD#: 6745943
AR
Professional summary
Austin Luis Roncancio is a registered financial advisor currently at QUANTUMVEST, INC. located in Scottsdale, Arizona.
Austin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Austin has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FRESH AIR LP, RICHMOND,TX; HVAC COMPANY, 2011, 20% OWNERSHIP, 1% TIME SPENT; NOT INVESTMENT RELATED. 2. Purple Enterprises, non-investment related, 6835 e camelback rd unit 7008 scottsdale az 85251,automotive company, Owner, May 2021, 1-2 hrs a month, 1-2 hours a month
CRS (Client Relationship Summary) - RIA
Click below to view Austin Luis Roncancio's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 22, 2017 - Present
QUANTUMVEST, INC.
Office #1: 5111 N. Scottsdale Road Suite 211, Scottsdale, AZ 85250RIA
CRD#: 171780
SCOTTSDALE, AZ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(3/23/2017)
IAR
California(4/7/2017)
IAR
Texas(3/22/2017)
Current Firm
QI
QUANTUMVEST, INC.
FIRST CITADEL, INC. | RONCANCIO, TAYLOR | RONCANCIO WEALTH MANAGEMENT, INC. | RONCANCIO WEALTH MANAGEMENT, INC | QUANTUMVEST, INC. | INNOVEST, INC.
CRD#: 171780 / SEC#:
Arizona
Registered Investment Advisory firm - (8/14/2014 Approved)California
Registered Investment Advisory firm - (1/15/2015 Approved)Florida
Registered Investment Advisory firm - (7/12/2024 Approved)Texas
Registered Investment Advisory firm - (9/18/2014 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5111 N. Scottsdale Road Suite 211, Scottsdale, AZ 85250
Mailing Address
Phone number
(480) 237-4007
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 178 |
| AUM (Assets Under Management) | $ 29,969,825 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
