Robin L. Faulkner-harrison

WOOD WEALTH GROUP

ROCK SPRINGS, WY 82901

Some features on this profile are disabled

CRD#: 6745884

Professional summary

Robin Leslie Faulkner-harrison, CFP®, who also goes by Robin Leslie Faulkner, Robin Leslie Faulkner-harrison, Robin Leslie Faulkner, Robin Faulkner, Robin L Harrison, is a registered financial advisor currently at WOOD WEALTH GROUP, LLC located in Rock Springs, Wyoming.

Robin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Robin has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robin Leslie Faulkner | Robin Leslie Faulkner-Harrison | Robin Leslie Faulkner | Robin Faulkner | Robin L Harrison

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1). Insurance Sales; Yes, investment related; 1215 Elk Street A, Rock Springs, WY 82901; 08/15/2021-present; agent; 2 hours/month(2 hours during trading hours; life insurance, disability insurance, fixed annuities, variable annuities, Long term care insurance, P&C when appropriate for a person's financial plan. 2) Insurance Brokerage: Wood Wealth Group, LLC and East Coast Insurance Providers, LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robin Leslie Faulkner-harrison's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2023

Experience

Current

May 13, 2024 - Present

WOOD WEALTH GROUP, LLC

Office #1: 404 N Street Suite 304, Rock Springs, WY 82901

RIA

CRD#: 327286

ROCK SPRINGS, WY

Past

October 21, 2021 - May 14, 2024

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

Rock Springs, WY

Past

October 21, 2021 - May 14, 2024

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

Rock Springs, WY

Past

March 22, 2021 - September 18, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

Rock Springs, WY

Past

March 19, 2021 - September 18, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Rock Springs, WY

Past

June 18, 2018 - November 2, 2020

WADDELL & REED

RIA

CRD#: 866

ROCK SPRINGS, WY

Past

March 19, 2018 - November 2, 2020

WADDELL & REED

CRD#: 866

ROCK SPRINGS, WY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wyoming
(5/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/17/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/18/2018

General Securities Representative Examination

Current Firm

WOOD WEALTH GROUP, LLC

CRD#: 327286 / SEC#:

Florida

Registered Investment Advisory firm - (6/9/2025 Approved)

Massachusetts

Registered Investment Advisory firm - (2/9/2024 Approved)

Michigan

Registered Investment Advisory firm - (5/28/2025 Approved)

New Hampshire

Registered Investment Advisory firm - (3/20/2024 Approved)

Texas

Registered Investment Advisory firm - (2/26/2024 Conditional Restricted)

Wyoming

Registered Investment Advisory firm - (3/7/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

529 Main Street Suite P200, Charlestown, MA 02129

Mailing Address

Phone number

(617) 546-9949

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	166
AUM (Assets Under Management)	$ 36,339,441

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Ryan Golden

WELLS FARGO CLEARING SERVICES, LLC

IAR

Crystal, MN

Byron Smith

OSAIC WEALTH, INC.

IAR

OMAHA, NE

Michael Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

IAR

ST. PETERS, MO

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robin L. Faulkner-harrison

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robin Leslie Faulkner-harrison's CRS (Customer Relationship Summary).

Certified licenses

Experience

WOOD WEALTH GROUP, LLC

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

WADDELL & REED

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 66

Date: 6/17/2018

SIE

Date: 10/1/2018

Series 7

Date: 3/18/2018

Current Firm

WOOD WEALTH GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WOOD WEALTH GROUP, LLC

TRUST BUT VERIFY

Similar Advisors