Tristen Utterback
Professional Summary
Tristen Utterback is a registered financial advisor currently at SCHAMBERGER, GREYLAK & UTTERBACK WEALTH MANAGEMENT, LLC located in Chicago, Illinois and LPL FINANCIAL LLC located in La Crosse, Wisconsin. Tristen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Tristen has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
3 years in the financial services industry
Current & Past Employments
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Current Firm
NEXT PORTAGE FINANCIAL, LLC | SCHAMBERGER, GREYLAK & UTTERBACK WEALTH MANAGEMENT, LLC
Contact Information
Main Address
3143 State Road Suite 101, La Crosse, WI 54601Phone Number
(608) 784-9100# of Employees
7SEC notice filing (6 States and Territories)
Registered to provide investment advisory services in 6 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
902AUM (Assets Under Management)
$236,437,421Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
NEXT PORTAGE FINANCIAL, LLC | SCHAMBERGER, GREYLAK & UTTERBACK WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(12/12/2023)
(1/10/2024)
(5/31/2024)
(5/31/2024)
(4/30/2025)
(1/5/2024)
(1/10/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Tristen Utterback's CRS (Customer Relationship Summary).
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