JM
John P. Moore
MTM INVESTMENT MANAGEMENT
Spartanburg, SC 29302
Some features on this profile are disabled
CRD#: 6745393
JM
Professional summary
John Pendleton Moore, who also goes by John P. Moore, is a registered financial advisor currently at MTM INVESTMENT MANAGEMENT, LLC located in Spartanburg, South Carolina.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. John has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John P. Moore
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Seafoods.com; Non-Investment Related; 101 W. Worthington Ave, Charlotte, NC 28203; Minority Shareholder; Food Distribution Business; Start Date 03/2011; 0 hours per month; 0 hours during trading per month; I am a minority shareholder of a privately held company and have no active role. 2) Moore Capital, LLC; Non-Investment Related; 781 East Main Street, Spartanburg, SC 29302; CEO of Single Member LLC; 0 hours during trading per month; 5hrs during work hours per month; This is a single member LLC used as a holding company. (3) Taylor and Moore Holdings, LLC; Investment-Related; 2645 Country Club Road, Spartanburg, SC 29302; This entity provides certain administrative services to a private investment fund; Manager and Indirect Owner; January 10, 2023; 10 hours per month are dedicated to this business, including 5 hours during securities trading hours; Duties include management of the entity, which provides certain administrative services to a private investment fund.
CRS (Client Relationship Summary) - RIA
Click below to view John Pendleton Moore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 27, 2018 - Present
MTM INVESTMENT MANAGEMENT, LLC
Office #1: 812 East Main Street, Spartanburg, SC 29302RIA
CRD#: 297500
Spartanburg, SC
Past
January 27, 2017 - September 24, 2018
MCHAM TAYLOR & CO.
RIA
CRD#: 155378
SPARTANBURG, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MI
MTM INVESTMENT MANAGEMENT, LLC
MTM INVESTMENT MANAGEMENT, LLC
CRD#: 297500 / SEC#: 801-113650
RIA
Registered Investment Advisory firm - (7/20/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
South Carolina(9/27/2018)
IAR
Texas(11/9/2018)
Current Firm
MI
MTM INVESTMENT MANAGEMENT, LLC
MTM INVESTMENT MANAGEMENT, LLC
CRD#: 297500 / SEC#: 801-113650
RIA
Registered Investment Advisory firm - (7/20/2018 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
812 East Main Street, Spartanburg, SC 29302
Mailing Address
Phone number
(864) 582-7000
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,029 |
| AUM (Assets Under Management) | $ 621,291,292 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
