Michail Getsov
Professional summary
Michail Getsov, who also goes by Michail Petrov Getsov, is a registered financial advisor currently at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC located in Henderson, Nevada.
Michail is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Michail has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michail Getsov's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michail Getsov's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 9, 2024 - Present
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Office #1: 170 Green Valley Pkwy Suite 220 [satellite}, Henderson, NV 89052November 17, 2023 - Present
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Office #1: 170 Green Valley Pkwy Suite 220 [satellite}, Henderson, NV 89052November 17, 2023 - December 20, 2023
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
August 24, 2021 - November 17, 2023
WELLS FARGO CLEARING SERVICES, LLC
August 12, 2021 - November 17, 2023
WELLS FARGO CLEARING SERVICES, LLC
April 7, 2021 - July 19, 2021
CUSO FINANCIAL SERVICES, L.P.
March 29, 2021 - July 19, 2021
CUSO FINANCIAL SERVICES, L.P.
August 9, 2018 - November 10, 2020
WELLS FARGO CLEARING SERVICES, LLC
July 26, 2018 - November 10, 2020
WELLS FARGO CLEARING SERVICES, LLC
June 12, 2017 - October 11, 2017
EDWARD JONES
March 6, 2017 - October 11, 2017
EDWARD JONES
Primary Firm SEC Registration
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025 / SEC#: 801-57434, 8-28721
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025 / SEC#: 801-57434, 8-28721
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WACHOVIA SECURITIES FINANCIAL HOLDINGS, LLC | SOLE MEMBER | |
| CRAVEN, JAMES J | BOARD OF MANAGERS | 4323533 |
| GINDI, SOL | BOARD OF MANAGERS | 4903526 |
| KARANIK, ERIK ANTHONY | CHIEF EXECUTIVE OFFICER / BOARD OF MANAGERS | 2260890 |
| LACEY, PAUL | PRINCIPAL OPERATIONS OFFICER/CONTROL PRINCIPAL | 5616656 |
| MARKMANN, DAVID FRANZ | DESIGNATED TEXAS OFFICER | 2637778 |
| PATEL, RAKESH | CHIEF FINANCIAL OFFICER | 5385585 |
| SANKOVICH, PAUL CAMERON | CHIEF COMPLIANCE OFFICER | 2475029 |
| TA, KIMBERLY CROWDER | BOARD OF MANAGERS/CONTROL PRINCIPAL | 4717506 |
| TYERS, JOHN R | PRESIDENT/BOARD OF MANAGERS/CONTROL PRINCIPAL | 2632380 |
Regulatory assets under management
| Total Number of Accounts | 401,726 |
| AUM (Assets Under Management) | $ 197,360,196,619 |
Disclosures
| Regulatory Event | 35 |
| Arbitration | 39 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 12/11/2023 | ||
| 02/17/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
