Sweta Bhargav
ADVISO WEALTH
Blue Bell, PA 08540-6235
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CRD#: 6745163
Professional summary
Sweta Bhargav, CFA, CFP®, who also goes by Sweta Venugopal Bhargav, Sweta Venugopal, is a registered financial advisor currently at ADVISO WEALTH located in Blue Bell, Pennsylvania.
Sweta is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Sweta has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
In this economic landscape, it’s not enough to be well educated, hardworking, and focused on saving. In order to build your dream future, you need both an expert advisor and a dynamic financial plan.
Unlike most advisors, I hold both the Chartered Financial Analyst (CFA) and Certified Financial Planner (CFP) designations. This allows me to make more nuanced and informed investment recommendations to clients from all walks of life. My Certified Exit Planning Advisor (CEPA) credential has prepared me to help business owners accelerate their companies’ value, and establish stronger financial plans. And my international finance background provides me with a deep understanding of the financial challenges faced by immigrant and first-generation Americans.
Outside of serving clients, I enjoy being creative with my toddler and spending time outside with my husband. Additionally, I am passionate about the performing arts, especially music, dance and theater.
Question & Answer
What are your service offerings?
Employee and Employer Plan Ben...
Insurance Planning
Business Succession Planning
Small Business Planning
Tax Planning
Comprehensive Financial Planni...
Education Planning
Investment Planning
Retirement Planning
Do you have an area of expertise or specialization?
Business Owners
Cash Flow/Budgets/Credit Issue...
College/Education Planning
Corporate Executives
Entrepreneurs
Fixed Fee (Subscription, Retai...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Sweta Venugopal Bhargav | Sweta Venugopal
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Sweta Bhargav's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
May 12, 2020 - Present
ADVISO WEALTH
Office #1: 103 Carnegie Center Suite 300, Blue Bell, PA 08540-6235RIA
CRD#: 308198
Blue Bell, PA
Past
August 3, 2018 - February 24, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BLUE BELL, PA
Past
August 3, 2018 - February 24, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BLUE BELL, PA
Past
February 25, 2018 - April 26, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CINCINNATI, OH
Past
December 13, 2017 - April 26, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CINCINNATI, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(4/12/2024)
IAR
New York(9/15/2022)
IAR
Pennsylvania(5/12/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
ADVISO WEALTH
ADVISO WEALTH | ADVISO WEALTH LLC
CRD#: 308198 / SEC#:
New Jersey
Registered Investment Advisory firm - (4/12/2024 Approved)New York
Registered Investment Advisory firm - (9/15/2022 Approved)Pennsylvania
Registered Investment Advisory firm - (5/12/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
103 Carnegie Center Suite 300, Princeton, NJ 08540-6235
Mailing Address
Phone number
(610) 840-2622
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 26 |
| AUM (Assets Under Management) | $ 1,745,031 |
Red Flags
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Company Information
ADVISO WEALTH
CRD#: 308198Blue Bell, PA 08540-6235TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
