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Juliette Anne Cooke

Juliette A. Cooke

COOKE WEALTH MANAGEMENT
Irvine, CA 92612
Some features on this profile are disabled
CRD#: 6744974
Juliette Anne Cooke

Professional summary

Juliette Anne Cooke, CFP® is a registered financial advisor currently at COOKE WEALTH MANAGEMENT, LLC located in Irvine, California.

Juliette is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Juliette has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juliette Anne Cooke's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2016

Experience

Current

January 18, 2017 - Present

COOKE WEALTH MANAGEMENT, LLC

Office #1: 18881 Von Karman Ave. Suite 1420, Irvine, CA 92612
RIA
CRD#: 127309
Irvine, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
COOKE WEALTH MANAGEMENT, LLC
COOK WEALTH MANAGEMENT, LLC | COOKE WEALTH MANAGEMENT, LLC

CRD#: 127309 / SEC#: 801-132264

RIA
Registered Investment Advisory firm - (4/1/2025 Approved)
California
Registered Investment Advisory firm - (5/3/2025 Terminated)
Texas
Registered Investment Advisory firm - (4/3/2025 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/18/2017)
IAR
Texas
(3/6/2020)

Exams

Current Firm

CW
COOKE WEALTH MANAGEMENT, LLC
COOK WEALTH MANAGEMENT, LLC | COOKE WEALTH MANAGEMENT, LLC

CRD#: 127309 / SEC#: 801-132264

RIA
Registered Investment Advisory firm - (4/1/2025 Approved)
California
Registered Investment Advisory firm - (5/3/2025 Terminated)
Texas
Registered Investment Advisory firm - (4/3/2025 Terminated)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
18881 Von Karman Ave. Suite 1420, Irvine, CA 92612
Mailing Address
Phone number
(949) 724-3880
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

COOKE WEALTH MANAGEMENT ADV 2A INCLUDING 2B (2/2/2026)

Regulatory assets under management

Total Number of Accounts303
AUM (Assets Under Management)$ 136,851,490

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COOKE WEALTH MANAGEMENT, LLC

CRD#: 127309Irvine, CA 92612

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