Nicole A. Offner

TASTYTRADE

CHICAGO, IL 60607

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CRD#: 6744667

Professional summary

Nicole Ann Offner, who also goes by Nicole Ann Coplin, Nikki Coplin, Nikki Offner, is a registered financial professional currently at TASTYTRADE, INC. located in Chicago, Illinois.

Nicole is registered as a RR (Registered Representative) and started their career in finance in 2017. Nicole has worked at 4 firms and has passed the Series 66, Series 63, Series 34, Series 3, SIE, Series 7, Series 10, Series 9 and Series 24 exams.

Aliases

Nicole Ann Coplin | Nikki Coplin | Nikki Offner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of Outside Business:Arbonne; Investment Related:No; Address of Outside Business:Omaha, NE; Nature of Outside Business:Retail Sales; Position:Consultant; Start Date:6/29/2018; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: Selling cosmetic and health products

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicole Ann Offner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 2, 2026 - Present

TASTYTRADE, INC.

Office #1: 1330 West Fulton Street Suite 600, Chicago, IL 60607

CRD#: 277027

CHICAGO, IL

Past

October 13, 2022 - January 16, 2026

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Omaha, NE

Past

October 5, 2022 - January 16, 2026

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Omaha, NE

Past

July 12, 2017 - December 4, 2019

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

OMAHA, NE

Past

July 12, 2017 - October 14, 2022

TD AMERITRADE, INC.

RIA

CRD#: 7870

OMAHA, NE

Past

March 27, 2017 - May 19, 2024

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TASTYTRADE, INC.

TASTYTRADE, INC. | TASTYWORKS, INC.

CRD#: 277027 / SEC#: , 8-69649

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

1330 West Fulton Street Suite 600, Chicago, IL 60607

Mailing Address

1330 West Fulton Street Suite 600, Chicago, IL 60607

Phone number

(312) 724-7075

Established

Delaware since 06/22/2015

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
TASTYLIVE, INC.	OWNER
CHIOU, JASON	HEAD OF CLIENT BROKERAGE SERVICES	6757512
CORSO, JOSEPH ROBERT	HEAD OF BROKERAGE	4025105
GRACE, CHRISTOPHER WILLIAM	INTERIM CHIEF OPERATING OFFICER	5985000
JOHNSON, THOMAS WILLIAM	CHIEF COMPLIANCE OFFICER AND INTERIM AML COMPLIANCE OFFICER	5421745
SLOAN, JACQUELINE LEE	FINOP	2717305

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Nicole A. Offner

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicole Ann Offner's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

State Registrations and Notice Filings

Exams

Series 66

Passed: 7/7/2017

Series 63

Passed: 4/5/2017

Series 34

Passed: 7/28/2023

Series 3

Passed: 5/10/2023

SIE

Passed: 10/1/2018

Series 7

Passed: 3/27/2017

Series 10

Passed: 3/1/2024

Series 9

Passed: 12/15/2023

Series 24

Passed: 12/17/2019

FINRA

Current Firm

TASTYTRADE, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TASTYTRADE, INC.

TRUST BUT VERIFY

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