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Nicole A. Offner

TASTYTRADE
Chicago, IL 60607
Some features on this profile are disabled
CRD#: 6744667
NO

Professional summary

Nicole Ann Offner, who also goes by Nicole Ann Coplin, Nikki Coplin, Nikki Offner, is a registered financial professional currently at TASTYTRADE, INC. located in Chicago, Illinois.

Nicole is registered as a RR (Registered Representative) and started their career in finance in 2017. Nicole has worked at 4 firms and has passed the Series 66, Series 63, Series 34, Series 3, SIE, Series 7, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nicole Ann Coplin | Nikki Coplin | Nikki Offner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicole Ann Offner's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 2, 2026 - Present

TASTYTRADE, INC.

Office #1: 1330 West Fulton Street Suite 600, Chicago, IL 60607
BD
CRD#: 277027
Chicago, IL
Past

October 13, 2022 - January 16, 2026

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Omaha, NE
Past

October 5, 2022 - January 16, 2026

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Omaha, NE
Past

July 12, 2017 - December 4, 2019

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
OMAHA, NE
Past

July 12, 2017 - October 14, 2022

TD AMERITRADE, INC.

RIA
CRD#: 7870
OMAHA, NE
Past

March 27, 2017 - May 19, 2024

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(3/5/2026)
RR
Nebraska
(3/3/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/7/2017
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 4/5/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 34
Date: 7/28/2023
Retail Off-Exchange FOREX Examination
General Industry/Product Exam
RR
Series 3
Date: 5/10/2023
National Commodity Futures Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/27/2017
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 3/1/2024
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 12/15/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/17/2019
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TI
TASTYTRADE, INC.
TASTYTRADE, INC. | TASTYWORKS, INC.

CRD#: 277027 / SEC#: , 8-69649

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
1330 West Fulton Street Suite 600, Chicago, IL 60607
Mailing Address
1330 West Fulton Street Suite 600, Chicago, IL 60607
Phone number
(312) 724-7075
Established
Delaware since 06/22/2015
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TASTYLIVE, INC.OWNER
ADLER, KERRY ANN PATRICIAINTERIM CHIEF COMPLIANCE OFFICER3269947
BRASIL DE OLIVEIRA, LUIS FERNANDOCHIEF OPERATING OFFICER5652832
CHIOU, JASONHEAD OF CLIENT BROKERAGE SERVICES6757512
GRACE, CHRISTOPHER WILLIAMHEAD OF BROKERAGE TRADING OPERATIONS5985000
MONTERRUBIO, DAMONAML COMPLIANCE OFFICER5565532
SLOAN, JACQUELINE LEEFINOP2717305

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TASTYTRADE, INC.

CRD#: 277027Chicago, IL 60607

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