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JP

Justin M. Pollock

Some features on this profile are disabled
CRD#: 6744652
JP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Justin Michael Pollock, who also goes by Justin Pollock, was a registered financial professional .

Justin is a previously registered financial professional and started their career in finance in 2017. Justin had worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Justin Pollock

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 9, 2025 - March 30, 2026

CAPITALWIZE, LLC

RIA
CRD#: 288124
ATLANTA, GA
Past

March 19, 2024 - April 11, 2025

PACIFIC SELECT DISTRIBUTORS, LLC

BD
CRD#: 4452
NEWPORT BEACH, CA
Past

December 3, 2020 - August 4, 2021

FIRST COMMAND ADVISORY SERVICES

RIA
CRD#: 281958
Glendale, AZ
Past

November 13, 2020 - August 4, 2021

FIRST COMMAND BROKERAGE SERVICES, INC.

BD
CRD#: 3641
GLENDALE, AZ
Past

September 19, 2019 - November 14, 2019

EDWARD JONES

RIA
CRD#: 250
Omaha, NE
Past

September 19, 2019 - November 14, 2019

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO
Past

December 14, 2017 - September 7, 2018

BANCWEST INVESTMENT SERVICES, INC.

RIA
CRD#: 29357
OMAHA, NE
Past

November 1, 2017 - September 7, 2018

BANCWEST INVESTMENT SERVICES, INC.

BD
CRD#: 29357
OMAHA, NE
Past

March 27, 2017 - October 9, 2017

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/9/2025
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 5/8/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/19/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 3/19/2024
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/7/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/27/2017
General Securities Representative Examination

Current Firm

CL
CAPITALWIZE, LLC
CAPITALWIZE, LLC | MONEY SAVVY FINANCIAL, LLC

CRD#: 288124 / SEC#:

Georgia
Registered Investment Advisory firm - (4/21/2017 Approved)
North Carolina
Registered Investment Advisory firm - (10/11/2017 Approved)
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Contact information

Main Address
1100 Peachtree St. Ne Ste. 200, Atlanta, GA 30309
Mailing Address
Phone number
(800) 835-0863
Established
Firm type
Fiscal year end
# of Employees
5

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts45
AUM (Assets Under Management)$ 1,391,897

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITALWIZE, LLC

CRD#: 288124

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