David M. Compton

FIRST SECURITY FINANCIAL WEALTH MANAGER

METAIRIE, LA 70002

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CRD#: 6744257

Professional summary

David Michael Compton is a registered financial advisor currently at FIRST SECURITY FINANCIAL WEALTH MANAGER, INC. located in Metairie, Louisiana.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. David has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

David Compton, Inc. dba First Security Financial-3501 N. Causeway Blvd., Suite 101-Insurance Agent since 06/1985-insurance sales-investment related-120 hrs/mo

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Compton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 5, 2017 - Present

FIRST SECURITY FINANCIAL WEALTH MANAGER, INC.

Office #1: 3501 N. Causeway Blvd. Suite 101, Metairie, LA 70002

RIA

CRD#: 286470

METAIRIE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(4/5/2017)

IAR

Mississippi
(9/26/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/28/2016

Uniform Investment Adviser Law Examination

Current Firm

FIRST SECURITY FINANCIAL WEALTH MANAGER, INC.

CRD#: 286470 / SEC#:

Louisiana

Registered Investment Advisory firm - (4/5/2017 Approved)

Mississippi

Registered Investment Advisory firm - (9/21/2018 Approved)

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Contact information

Main Address

3501 N. Causeway Blvd. Suite 101, Metairie, LA 70002

Mailing Address

Phone number

(504) 834-1150

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David M. Compton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Compton's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST SECURITY FINANCIAL WEALTH MANAGER, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/28/2016

Current Firm

FIRST SECURITY FINANCIAL WEALTH MANAGER, INC.

Contact information

Documents

Red Flags

Company Information

FIRST SECURITY FINANCIAL WEALTH MANAGER, INC.

TRUST BUT VERIFY

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