Matt Vogel

J.P. MORGAN INVESTMENT MANAGEMENT

NEW YORK, NY 10179-0001

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CRD#: 6744031

Professional summary

Matt Vogel, who also goes by Matthew D Vogel, is a registered financial advisor currently at J.P. MORGAN INVESTMENT MANAGEMENT INC. located in New York, New York and HERBERT J. SIMS & CO, INC. located in Fairfield, Connecticut.

Matt is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Matt has worked at 3 firms and has passed the Series 63, Series 52TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matthew D Vogel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matt Vogel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 15, 2020 - Present

J.P. MORGAN INVESTMENT MANAGEMENT INC.

Office #1: 383 Madison Avenue, New York, NY 10179-0001

RIA

CRD#: 107038

NEW YORK, NY

Current

September 9, 2025 - Present

HERBERT J. SIMS & CO, INC.

Office #1: 2150 Post Road Suite 301, Fairfield, CT 06824

CRD#: 3420

Fairfield, CT

Past

March 22, 2017 - September 11, 2020

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

New York, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

J.P. MORGAN INVESTMENT MANAGEMENT INC.

J.P. MORGAN ASSET MANAGEMENT | MORGAN J P INVESTMENT MANAGEMENT INC | JPMORGAN FLEMING ASSET MANAGEMENT | JPMORGAN ASSET MANAGEMENT | J.P. MORGAN INVESTMENT MANAGEMENT INC.

CRD#: 107038 / SEC#: 801-21011

RIA

Registered Investment Advisory firm - (4/4/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/15/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/9/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 9/8/2025

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/22/2017

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

J.P. MORGAN INVESTMENT MANAGEMENT INC.

J.P. MORGAN ASSET MANAGEMENT | MORGAN J P INVESTMENT MANAGEMENT INC | JPMORGAN FLEMING ASSET MANAGEMENT | JPMORGAN ASSET MANAGEMENT | J.P. MORGAN INVESTMENT MANAGEMENT INC.

CRD#: 107038 / SEC#: 801-21011

RIA

Registered Investment Advisory firm - (4/4/1984 Approved)

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Contact information

Main Address

270 Park Avenue, New York, NY 10017-2014

Mailing Address

Phone number

(800) 343-1113

Established

Firm type

Fiscal year end

# of Employees

3,186

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

J.P. MORGAN INVESTMENT MANAGEMENT INC. PART 2A BROCHURE (11/26/2025)

Regulatory assets under management

Total Number of Accounts	114,499
AUM (Assets Under Management)	$ 2,985,273,722,862

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2024	Cover Page	Report
01/25/2024	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matt Vogel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matt Vogel's CRS (Customer Relationship Summary).

Certified licenses

Experience

HERBERT J. SIMS & CO, INC.

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

Primary Firm SEC Registration

J.P. MORGAN INVESTMENT MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/9/2017

Series 52TO

Date: 9/8/2025

SIE

Date: 10/1/2018

Series 7

Date: 3/22/2017

FINRA

Current Firm

J.P. MORGAN INVESTMENT MANAGEMENT INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

J.P. MORGAN INVESTMENT MANAGEMENT INC.

TRUST BUT VERIFY

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