AE
Aaron C. Epstein
CEDAR POINT CAPITAL PARTNERS
Cedar Rapids, IA 52401
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CRD#: 6743958
AE
Professional summary
Aaron Clark Epstein is a registered financial advisor currently at CEDAR POINT CAPITAL PARTNERS, LLC located in Cedar Rapids, Iowa.
Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Aaron has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Outside Employment; Iowa City Alliance Soccer Club; Director of Programming/Staff Coach; US Youth Soccer Club; Iowa City, IA 52244; not Investment Related; July 2013; 20-39 hours per month; 0 during trading hours.
Aaron Clark Epstein work part time as a youth staff coach. His job focused on coaching kids age 10-18. From time to time, he may offer clients advice or products from those activities and clients should be aware that these services may involve a conflict of interest. Basepoint Wealth LLC always acts in the best interest of the client and clients always have the right to decide whether or not to utilize the services of any representative of Basepoint Wealth LLC in such individual's outside capacities.
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Clark Epstein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 3, 2024 - Present
CEDAR POINT CAPITAL PARTNERS, LLC
Office #1: 329 12th Ave Se Suite 106, Cedar Rapids, IA 52401RIA
CRD#: 317532
Cedar Rapids, IA
Past
March 22, 2019 - August 30, 2024
BASEPOINT WEALTH, LLC
RIA
CRD#: 289538
CEDAR RAPIDS, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CEDAR POINT CAPITAL PARTNERS, LLC
CEDAR POINT CAPITAL PARTNERS, LLC
CRD#: 317532 / SEC#: 801-123161
RIA
Registered Investment Advisory firm - (2/3/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(12/3/2024)
Current Firm
CP
CEDAR POINT CAPITAL PARTNERS, LLC
CEDAR POINT CAPITAL PARTNERS, LLC
CRD#: 317532 / SEC#: 801-123161
RIA
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Contact information
Main Address
329 12th Ave Se Suite 106, Cedar Rapids, IA 52401
Mailing Address
Phone number
(800) 501-6403
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,128 |
| AUM (Assets Under Management) | $ 200,899,768 |
Red Flags
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Company Information
CEDAR POINT CAPITAL PARTNERS, LLC
CRD#: 317532Cedar Rapids, IA 52401TRUST BUT VERIFY
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