Wyatt P. Callison

GUIDANCE CAPITAL

Louisville, KY 40245

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CRD#: 6743425

Professional summary

Wyatt Peyton Callison, CFP® is a registered financial advisor currently at GUIDANCE CAPITAL, INC. located in Louisville, Kentucky and DMLO WEALTH PLANNING, LLC located in Louisville, Kentucky.

Wyatt is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Wyatt has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Guidance Capital, Inc. 2020 High Wickham Place, Suite 200, Louisville, KY 40245. RIA. 180 hrs/mo; 146 during trading hrs. 2) DMLO Wealth Planning. 2020 High Wickham Place, Ste 200, Louisville, KY 40245. RIA. 40 hrs/mo; 40 during trading hrs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wyatt Peyton Callison's CRS (Customer Relationship Summary).

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

Louisville, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GUIDANCE CAPITAL, INC.

CRD#: 323541 / SEC#: 801-126764

RIA

Registered Investment Advisory firm - (10/21/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(12/1/2022)

Georgia
(12/1/2022)

Indiana
(12/1/2022)

IAR

Kentucky
(10/28/2022)

Kentucky
(12/1/2022)

New Jersey
(12/1/2022)

Ohio
(12/1/2022)

South Carolina
(12/1/2022)

Texas
(12/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/16/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/14/2018

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

GUIDANCE CAPITAL, INC.

CRD#: 323541 / SEC#: 801-126764

RIA

Registered Investment Advisory firm - (10/21/2022 Approved)

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Contact information

Main Address

2020 High Wickham Place Suite 200, Louisville, KY 40245

Mailing Address

Phone number

(502) 813-2100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GUIDANCE CAPITAL - ADV PART 2A BROCHURE (6/13/2025)

Regulatory assets under management

Total Number of Accounts	572
AUM (Assets Under Management)	$ 384,153,124

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Wyatt P. Callison

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wyatt Peyton Callison's CRS (Customer Relationship Summary).

Certified licenses

Experience

DMLO WEALTH PLANNING, LLC

PRIVATE CLIENT SERVICES, LLC

MONEY CONCEPTS CAPITAL CORP

MONEY CONCEPTS CAPITAL CORP

Primary Firm SEC Registration

GUIDANCE CAPITAL, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/16/2018

SIE

Date: 10/1/2018

Series 7

Date: 6/14/2018

FINRA

Current Firm

GUIDANCE CAPITAL, INC.

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GUIDANCE CAPITAL, INC.

TRUST BUT VERIFY

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