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MS

Mariah R. Simard

Auburn, ME 04210
Some features on this profile are disabled
CRD#: 6743327
MS
Mariah R Simard

Professional summary

Mariah R Simard, who also goes by Mariah Dufour, Mariah Robinson, Mariah Robinson Simard, was a registered financial advisor .

Mariah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Mariah had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Mariah Dufour | Mariah Robinson | Mariah Robinson Simard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Outside Employment; RPWM, LLC; Client Relations Manager - Client service; 262 South River Rd Suite 201, Bedford, NH, 3110; Investment-Related; 12/29/2021; 20 to 39 hours per month; 20 to 39 during trading hours. Other Business Activities; Notary Public; Formally witness transactions involving paper documents.; 2 Great Falls Plaza Suite 6B-4, Auburn, ME, 04210; Not Investment-Related; 11/01/2000; 1 to 9 hours per month; 1 to 9 during trading hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 10, 2026 - Present

Office #1: 2 Great Falls Plaza Ste 6b-4, Auburn, ME 04210
Auburn, ME
Past

November 7, 2019 - September 23, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Turner, ME
Past

November 7, 2019 - September 23, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Auburn, ME
Past

June 30, 2017 - November 5, 2019

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
AUBURN, ME
Past

March 6, 2017 - November 5, 2019

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
AUBURN, ME

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Maine
(9/10/2026)

Exams

What does exam status mean?
State Security Law Exam
PR
IAR
Series 66
Status Unavailable
Passed: 5/4/2017
Uniform Combined State Law Examination
General Industry/Product Exam
PR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
PR
Series 7
Status Unavailable
Passed: 3/6/2017
General Securities Representative Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

No current employment

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