Xiaoyan Jiang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Xiaoyan Jiang was a registered financial professional .
Xiaoyan is a previously registered financial professional and started their career in finance in 2017. Xiaoyan had worked at 2 firms and has passed the Series 63, Series 62, SIE, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2018 - September 3, 2024
PRIME NUMBER CAPITAL, LLC
January 26, 2017 - September 7, 2018
BNP PARIBAS SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 62
Date: 10/9/2018
Corporate Securities Limited Representative ExaminationCurrent Firm
PRIME NUMBER CAPITAL, LLC
CRD#: 297029 / SEC#: , 8-70118
Contact information
FINRA licenses (6 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
