ZZ
Zemin Zhu
KENDALL CAPITAL MANAGEMENT
Rockville, MD 20852
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CRD#: 6743280
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Professional summary
Zemin Zhu is a registered financial advisor currently at KENDALL CAPITAL MANAGEMENT located in Rockville, Maryland.
Zemin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Zemin has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Zemin Zhu's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 25, 2017 - Present
KENDALL CAPITAL MANAGEMENT
Office #1: 2000 Tower Oaks Boulevard Suite 240, Rockville, MD 20852RIA
CRD#: 134740
Rockville, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KENDALL CAPITAL MANAGEMENT
KENDALL CAPITAL MANAGEMENT
CRD#: 134740 / SEC#: 801-78634
RIA
Registered Investment Advisory firm - (10/4/2013 Approved)District of Columbia
Registered Investment Advisory firm - (10/25/2013 Terminated)Maryland
Registered Investment Advisory firm - (11/1/2013 Terminated)New Hampshire
Registered Investment Advisory firm - (12/4/2013 Terminated)Virginia
Registered Investment Advisory firm - (10/28/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(2/25/2017)
Current Firm
KENDALL CAPITAL MANAGEMENT
KENDALL CAPITAL MANAGEMENT
CRD#: 134740 / SEC#: 801-78634
RIA
Registered Investment Advisory firm - (10/4/2013 Approved)District of Columbia
Registered Investment Advisory firm - (10/25/2013 Terminated)Maryland
Registered Investment Advisory firm - (11/1/2013 Terminated)New Hampshire
Registered Investment Advisory firm - (12/4/2013 Terminated)Virginia
Registered Investment Advisory firm - (10/28/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2000 Tower Oaks Boulevard Suite 240, Rockville, MD 20852
Mailing Address
Phone number
(301) 838-9110
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,415 |
| AUM (Assets Under Management) | $ 604,143,819 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2025 | ||
| 11/22/2024 | ||
| 07/29/2024 | ||
| 10/27/2023 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
