Robert H. Dickinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Hammond Dickinson JR, who also goes by Bob Dickinson, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1982. Robert had worked at 9 firms and has passed the Series 63, Series 7, Series 15, Series 5 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 1999 - September 10, 1999
NORTHRIDGE CAPITAL CORPORATION
March 20, 1996 - February 20, 1997
DUNWOODY BROKERAGE SERVICES, INC.
September 9, 1993 - August 8, 1994
R.K. STEELE
September 18, 1990 - October 29, 1990
WHITEHALL INVESTMENT SECURITIES, LTD.
December 2, 1988 - July 26, 1990
FIRST SWISS INTERNATIONAL SECURITIES CORPORATION
August 14, 1987 - October 13, 1988
GRAYSTONE NASH, INC.
July 11, 1986 - January 1, 1987
JOHNSON, LANE, SPACE, SMITH & CO., INC.
November 25, 1985 - June 2, 1986
PRUDENTIAL EQUITY GROUP, LLC
August 31, 1982 - November 1, 1985
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 12/2/1983
Foreign Currency Options ExaminationSeries 5
Date: 10/17/1981
Interest Rate Options ExaminationSeries 1
Date: 4/17/1972
Registered Representative ExaminationCurrent Firm
NORTHRIDGE CAPITAL CORPORATION
CRD#: 16467 / SEC#: , 8-36544
Contact information
Documents
Disclosures
| Regulatory Event | 9 |
| Arbitration | 1 |
Red Flags
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