Kyle M. Thomas

GUARDIAN WEALTH STRATEGIES

Minneapols, MN 55426

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CRD#: 6742773

Professional summary

Kyle Macintyre Thomas is a registered financial advisor currently at GUARDIAN WEALTH STRATEGIES, LLC located in Minneapols, Minnesota.

Kyle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Kyle has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kyle Macintyre Thomas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 25, 2024 - Present

GUARDIAN WEALTH STRATEGIES, LLC

Office #1: 6465 Wayzata Blvd Ste 230, Minneapols, MN 55426

RIA

CRD#: 167485

Minneapols, MN

Past

February 7, 2020 - January 25, 2024

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

ST. PAUL, MN

Past

July 8, 2019 - January 25, 2024

RBC CAPITAL MARKETS, LLC

CRD#: 31194

ST. PAUL, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GUARDIAN WEALTH STRATEGIES, LLC

CRD#: 167485 / SEC#: 801-107034

RIA

Registered Investment Advisory firm - (1/4/2016 Approved)

Minnesota

Registered Investment Advisory firm - (1/7/2016 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/7/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(1/25/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/7/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/8/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/5/2018

Securities Industry Essentials Examination

Current Firm

GUARDIAN WEALTH STRATEGIES, LLC

CRD#: 167485 / SEC#: 801-107034

RIA

Registered Investment Advisory firm - (1/4/2016 Approved)

Minnesota

Registered Investment Advisory firm - (1/7/2016 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/7/2016 Terminated)

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Contact information

Main Address

6465 Wayzata Blvd Ste 230, Minneapols, MN 55426

Mailing Address

Phone number

(952) 746-1746

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM PART ADV2A AND 2B (1/14/2025)

Regulatory assets under management

Total Number of Accounts	4,004
AUM (Assets Under Management)	$ 944,052,553

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kyle M. Thomas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kyle Macintyre Thomas's CRS (Customer Relationship Summary).

Certified licenses

Experience

GUARDIAN WEALTH STRATEGIES, LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

Primary Firm SEC Registration

GUARDIAN WEALTH STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/7/2020

Series 7TO

Date: 7/8/2019

SIE

Date: 12/5/2018

Current Firm

GUARDIAN WEALTH STRATEGIES, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GUARDIAN WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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