MC
Michael A. Cunningham
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CRD#: 6742750
MC
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Aloysius Cunningham, who also goes by Michael A. Cunningham, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2017. Michael had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Michael A. Cunningham
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Clearpath Consulting Group, Inc.; Investment-related; 398 Carl Street, Ste 102, Wilmington, NC 28403; provides Human Resources Consulting, fixed annuities and life insurance, health insurance and long term care insurance; President and owner, since 2007; spends approximately 80 hours per month during market hours.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
January 26, 2022 - May 19, 2022
SELECTIVE WEALTH MANAGEMENT, INC.
RIA
CRD#: 164882
WILMINGTON, NC
Past
January 4, 2017 - January 21, 2022
FOUNDATIONS INVESTMENT ADVISORS LLC
RIA
CRD#: 175083
Wilmington, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SELECTIVE WEALTH MANAGEMENT, INC.
1311 CAPITAL LLC | WEALTHGUIDE IQ | SELECTIVE WEALTH MANAGEMENT, INC. | SELECTIVE WEALTH MANAGEMENT LLC
CRD#: 164882 / SEC#: 801-108568
RIA
Registered Investment Advisory firm - (10/28/2016 Approved)California
Registered Investment Advisory firm - (12/10/2016 Terminated)Delaware
Registered Investment Advisory firm - (12/31/2016 Terminated)Florida
Registered Investment Advisory firm - (11/10/2016 Terminated)Louisiana
Registered Investment Advisory firm - (11/14/2016 Terminated)Maryland
Registered Investment Advisory firm - (12/2/2016 Terminated)New York
Registered Investment Advisory firm - (11/10/2016 Terminated)North Carolina
Registered Investment Advisory firm - (11/14/2016 Terminated)Ohio
Registered Investment Advisory firm - (11/10/2016 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/14/2016 Terminated)South Carolina
Registered Investment Advisory firm - (11/10/2016 Terminated)Texas
Registered Investment Advisory firm - (11/10/2016 Terminated)Virginia
Registered Investment Advisory firm - (11/15/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Current Firm
SW
SELECTIVE WEALTH MANAGEMENT, INC.
1311 CAPITAL LLC | WEALTHGUIDE IQ | SELECTIVE WEALTH MANAGEMENT, INC. | SELECTIVE WEALTH MANAGEMENT LLC
CRD#: 164882 / SEC#: 801-108568
RIA
Registered Investment Advisory firm - (10/28/2016 Approved)California
Registered Investment Advisory firm - (12/10/2016 Terminated)Delaware
Registered Investment Advisory firm - (12/31/2016 Terminated)Florida
Registered Investment Advisory firm - (11/10/2016 Terminated)Louisiana
Registered Investment Advisory firm - (11/14/2016 Terminated)Maryland
Registered Investment Advisory firm - (12/2/2016 Terminated)New York
Registered Investment Advisory firm - (11/10/2016 Terminated)North Carolina
Registered Investment Advisory firm - (11/14/2016 Terminated)Ohio
Registered Investment Advisory firm - (11/10/2016 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/14/2016 Terminated)South Carolina
Registered Investment Advisory firm - (11/10/2016 Terminated)Texas
Registered Investment Advisory firm - (11/10/2016 Terminated)Virginia
Registered Investment Advisory firm - (11/15/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1149 Vista Park Drive Unit D, Forest, VA 24551
Mailing Address
Phone number
(434) 515-1517
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (31 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,854 |
| AUM (Assets Under Management) | $ 425,928,464 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
