JM
Joseph S. Mastej
ATIS,
Highland, IN 46322
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CRD#: 6742336
JM
Professional summary
Joseph Steven Mastej, who also goes by Joseph Mastej, is a registered financial advisor currently at ATIS, INC located in Highland, Indiana.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Joseph has worked at 1 firm and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph Mastej
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
50% owner of Fandel Mastej Investments LLC, created in 2023 to buy a residential rental property. This is a passive investment. 20% owner of 2nd Half, LLC, created in December of 2024 to buy an office rental unit. This is a passive investment.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Steven Mastej's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joseph Steven Mastej's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 13, 2017 - Present
ATIS, INC
Office #1: 9717 Prairie Avenue, Highland, IN 46322Office #2: 9717 Prairie Avenue, Highland, IN 46322RIA
BD
CRD#: 148274
Highland, IN
Current
February 13, 2017 - Present
ATIS, INC
Office #1: 9717 Prairie Avenue, Highland, IN 46322Office #2: 9717 Prairie Avenue, Highland, IN 46322RIA
BD
CRD#: 148274
Highland, IN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(3/8/2018)
IAR
Illinois(5/24/2021)
RR
Indiana(7/13/2017)
IAR
Indiana(7/13/2017)
RR
South Dakota(1/10/2024)
RR
Virginia(9/19/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AI
ATIS, INC
ATIS | ATIS, INC | ATIS INVESTMENTS
CRD#: 148274 / SEC#: , 8-68004
Illinois
Registered Investment Advisory firm - SEC (5/20/2021 Approved)Indiana
Registered Investment Advisory firm - SEC (6/4/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
9717 Prairie Avenue, Highland, IN 46322
Mailing Address
9717 Prairie Avenue, Highland, IN 46322
Phone number
(219) 836-2102
Established
Indiana since 01/08/2007
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
3
FINRA licenses (17 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVANICH, JOHN JOSEPH | SHAREHOLDER/JOINT WITH SPOUSE, PRESIDENT, DIRECTOR, EXEC. REP., CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | 2661428 |
| EVANICH, LORI M | JOINT SHAREHOLDER/ SPOUSE WITH RIGHTS OF SURVIVORSHIP, DIRECTOR, SECRETARY | |
| SCHULTZ, KURT FREDERICK | SHAREHOLDER, GENERAL PRINCIPAL | 1563024 |
| MASTEJ, JOSEPH STEVEN | SHAREHOLDER, OPERATIONS OFFICER | |
| SEDAM, MICHAEL R | DIRECTOR | 7937139 |
Regulatory assets under management
| Total Number of Accounts | 215 |
| AUM (Assets Under Management) | $ 76,959,901 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ATIS, INC
CRD#: 148274Highland, IN 46322TRUST BUT VERIFY
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