Elias Crist
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elias Crist, CFP®, who also goes by Elias John Crist, Elias Crist, was a registered financial professional .
Elias is a previously registered financial professional and started their career in finance in 2017. Elias had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2022 - March 6, 2026
REGENT PEAK WEALTH ADVISORS, LLC
April 28, 2017 - September 17, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
March 24, 2017 - September 17, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
Primary Firm SEC Registration
REGENT PEAK WEALTH ADVISORS, LLC
CRD#: 298259 / SEC#: 801-115021
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REGENT PEAK WEALTH ADVISORS, LLC
CRD#: 298259 / SEC#: 801-115021
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,542 |
| AUM (Assets Under Management) | $ 706,202,478 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/26/2025 | ||
| 09/13/2024 | ||
| 03/22/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
