Paolo C. Lapietra

BOUCHEY FINANCIAL GROUP LTD

Saratoga Springs, NY 12866

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CRD#: 6741780

Professional summary

Paolo Christopher Lapietra, CFP® is a registered financial advisor currently at BOUCHEY FINANCIAL GROUP LTD located in Saratoga Springs, New York.

Paolo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Paolo has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Min. Asset: Under $50K

Services Offered

Budgeting

Employee and Employer Plan Benefits

Insurance Planning

Debt Management

Retirement Planning

Comprehensive Financial Planning

Education Planning

Investment Planning

Specializations

AUM

College/Education Planning

High Net Worth Client Needs

Investment Advice with Ongoing Management

Retirement Plan Investment Advice

Retirement Planning & Distribution Rules

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paolo Christopher Lapietra's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

July 30, 2021 - Present

BOUCHEY FINANCIAL GROUP LTD

Office #1: 340 Broadway 3rd Floor, Saratoga Springs, NY, 12866

RIA

CRD#: 111824

Saratoga Springs, NY

Past

March 30, 2017 - July 17, 2018

MORGAN STANLEY

RIA

CRD#: 149777

ALBANY, NY

Past

February 21, 2017 - July 17, 2018

MORGAN STANLEY

CRD#: 149777

ALBANY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BOUCHEY FINANCIAL GROUP LTD

CRD#: 111824 / SEC#: 801-51979

RIA

Registered Investment Advisory firm - (5/24/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/30/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/30/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/17/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/21/2017

General Securities Representative Examination

Current Firm

BOUCHEY FINANCIAL GROUP LTD

CRD#: 111824 / SEC#: 801-51979

RIA

Registered Investment Advisory firm - (5/24/1996 Approved)

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Contact information

Main Address

1819 Fifth Avenue, Troy, NY 12180-3302

Mailing Address

Phone number

(518) 720-3333

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	3,157
AUM (Assets Under Management)	$ 1,403,262,152

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Paolo C. Lapietra

Professional summary

At a Glance

Services Offered

Specializations

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paolo Christopher Lapietra's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

BOUCHEY FINANCIAL GROUP LTD

State Registrations and Notice Filings

Exams

Series 66

Date: 3/30/2017

SIE

Date: 7/17/2018

Series 7

Date: 2/21/2017

Current Firm

BOUCHEY FINANCIAL GROUP LTD

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BOUCHEY FINANCIAL GROUP LTD

TRUST BUT VERIFY

Contact information

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