Marilyn L. Kissner

MK STRATEGIC EQUITIES

Dayton, NV

Some features on this profile are disabled

CRD#: 6741479

Professional summary

Marilyn Lee Kissner is a registered financial advisor currently at MK STRATEGIC EQUITIES located in Dayton, Nevada.

Marilyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Marilyn has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Worker's Comp firm Laughlin, Falbo, Levy and Moresi, 1520 The Alameda #200, San Jose, CA 95126. Start date: 10/21/2002. The business in not investment related. I'm a legal secretary working 150 hours a month. 4.5 hours of my time is devoted to other business during trading hours. Legal secretary. Produce documents for attorneys, maintain calendar.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marilyn Lee Kissner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 24, 2023 - Present

MK STRATEGIC EQUITIES

RIA

CRD#: 152853

Dayton, NV

Past

February 22, 2017 - July 15, 2022

MK STRATEGIC EQUITIES

RIA

CRD#: 152853

DAYTON, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(8/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/22/2017

Uniform Investment Adviser Law Examination

Current Firm

MK STRATEGIC EQUITIES

MICHAEL CHARLES KISSNER | MK STRATEGIC EQUITIES

CRD#: 152853 / SEC#:

California

Registered Investment Advisory firm - (7/15/2022 Terminated)

Georgia

Registered Investment Advisory firm - (12/20/2016 Terminated)

Nevada

Registered Investment Advisory firm - (5/31/2022 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Dayton, NV

Mailing Address

Phone number

(408) 489-7966

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 2,900,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Marilyn L. Kissner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marilyn Lee Kissner's CRS (Customer Relationship Summary).

Certified licenses

Experience

MK STRATEGIC EQUITIES

MK STRATEGIC EQUITIES

State Registrations and Notice Filings

Exams

Series 65

Date: 2/22/2017

Current Firm

MK STRATEGIC EQUITIES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MK STRATEGIC EQUITIES

TRUST BUT VERIFY

Similar Advisors